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Employer firm

Signature Equity Partners, LLC CRD 327455

$331M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • RETIREMENT PLAN CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Signature Equity Partners, Llc

445 Hutchinson Avenue Suite 800, Columbus, OH 43235 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-09-05
OH RA APPROVED 2023-09-04
  • PA RA
    APPROVED
    Since 2023-09-05
  • OH RA
    APPROVED
    Since 2023-09-04

Branch Locations

Venetia, PA • United States

445 Hutchinson Avenue Suite 800, Columbus, OH 43235 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-11-02
  • PA RA
    APPROVED
    Since 2018-11-02

Branch Locations

Venetia, PA • United States

445 Hutchinson Ave Suite 800, Columbus, OH 43235 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Indiana PA 01/2006 04/2017
Massachusetts Mutual Life Insurance Company Springfield MA 07/2016 04/2017
Mml Investors Services, Llc Pittsburgh PA 03/2017 04/2017
Sii Pittsburgh PA 04/2017 11/2018
Osaic Wealth, Inc. (Formerly Royal Alliance Associates, Inc.) Whitehall PA 11/2018 Present
Signature Equity Partners, Llc Columbus OH 08/2023 Present
  • 01/2006 → 04/2017
    Metlife Securities Inc
    Indiana, PA
  • 07/2016 → 04/2017
    Massachusetts Mutual Life Insurance Company
    Springfield, MA
  • 03/2017 → 04/2017
    Pittsburgh, PA
  • 04/2017 → 11/2018
    Sii
    Pittsburgh, PA
  • 11/2018 → Present
    Osaic Wealth, Inc. (Formerly Royal Alliance Associates, Inc.)
    Whitehall, PA
  • 08/2023 → Present
    Columbus, OH
Previous Registrations
  • 2017-04-11 → 2018-11-02
    Signator Investors, Inc.
    Pittsburgh, PA
    Whitehall, PA
  • 2017-03-25 → 2017-04-18
    Indiana, PA
    Pittsburgh, PA
  • 2007-08-30 → 2017-03-25
    Msi Financial Services, Inc.
    Uniontown, PA
    Washington, PA
    Venetia, PA
    Baltimore, MD
    Venetia, PA
    Indiana, PA
    Springfield, MA
    Springfield, MA
    Venetia, PA
    Baltimore, MD
    Pittsburgh, PA
  • 2000-05-01 → 2005-12-31
    Metlife Investment Fund Services Llc
    Alpharetta, GA
Other Businesses

1) YOUTH BASKETBALL OFFICIAL POSITION: Youth Basketball Official NATURE: Youth Basketball Official INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2007 ADDRESS: 279 Sutherland Dr. Venetia PA 15367, United States DESCRIPTION: Youth Basketball Official 2) SIGNATURE FINANCIAL GROUP, LLC POSITION: I conduct investment and insurance business under this business name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/11/2017 ADDRESS: 445 Hutchinson Ave, Suite 800, Columbus OH 43235, United States DESCRIPTION: Sales/Marketing of Securities, investment advisory and insurance products 3) SIGNATURE FINANCIAL GROUP, LLCPOSITION: Agent . NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/27/2019 ADDRESS: 445 Hutchinson Ave., Suite 800, Columbus OH 43235, United States DESCRIPTION: Sales/marketing of Fixed Annuities and Non-Variable Insurance. 4. SIGNATURE EQUITY PARTNERS, LLC - INDEPENDENT RIA POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 09/04/2023 ADDRESS: 445 Hutchinson Ave, Suite 800, Columbus OH 43235, United States DESCRIPTION: Sales/Marketing of Investment Advisory Products

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-04-22
  • S63 Uniform Securities Agent State Law Examination
    1988-04-22
Other Names
  • Eric Glod
  • Eric T Glod

View on SEC IAPD

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