James Patrick Murray

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 05/2025
  Scf Securities, Inc.
  Fresno, CA
• 11/2010 → 05/2025
  Scf Investment Advisors, Inc
  Fresno, CA
• 08/2010 → Present
  Self Employed
  Lakewood, CO
• 05/2025 → Present
  Lpl Financial Llc
  Highlands Ranch, CO

Previous Registrations

• 2010-11-15 → 2025-05-01
  Scf Investment Advisors, Inc.
  Fresno, CA
  Highlands Ranch, CO
  San Diego, CA
  Highlands Ranch, CO
• 2006-11-09 → 2010-08-20
  Next Financial Group, Inc.
  Golden, CO
• 2004-07-22 → 2006-12-05
  Ameritas Investment Company, Llc
  Greenwood Village, CO
  Greenwood Village, CO

Other Businesses

1. 05/2025- MohrAlex, LLC- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 04/20/2016- 1 Hour Per Month 2. 05/2025- JMF Financial- Business Entity For Tax/Investment Purposes Only- Not INV Related- At Reported Business Location(s)- Start date 01/01/2019 3. 05/2025- Brokerage Firm Third Party- Highlands Brokerage- Non-Variable Insurance- INV Related- At Reported Business Location(s)- Start date 01/01/2016- 5 Hours Per Month- 3 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2004-07-08
• S63 Uniform Securities Agent State Law Examination
  1999-10-14

Designations

• Certified Financial Planner