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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-28
NJ RA APPROVED 2007-10-09
  • TX RA
    APPROVED_RES
    Since 2016-09-28
  • NJ RA
    APPROVED
    Since 2007-10-09

Branch Locations

Milford, NJ • United States

350 Main Street Suites 4 & 5, Bedminster, NJ 07921 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Morristown NJ 10/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-24
S63 Uniform Securities Agent State Law Examination 1988-08-08
  • S65 Uniform Investment Adviser Law Examination
    1999-02-24
  • S63 Uniform Securities Agent State Law Examination
    1988-08-08

View on SEC IAPD

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