Charles Norman Peiffer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → 03/2021
  H.BEck, Inc.
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Advisors, Llc
  Rockville, MD
• 04/2021 → 05/2025
  Grove Point Investments, Llc
  Rockville, MD
• 05/2025 → Present
  Lpl Financial Llc
  State College, PA

Previous Registrations

• 2021-04-01 → 2025-05-01
  Grove Point Advisors, Llc
  Rockville, MD
  State College, PA
  Rockville, MD
• 2009-11-16 → 2021-04-01
  Grove Point Investments, Llc
  Rockville, MD
  State College, PA
• 2006-05-30 → 2009-11-16
  Woodbury Financial Services, Inc.
  State College, PA
  State College, PA

Other Businesses

1- 05/2025 - Peiffer Financial Services - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/01/2016 - 5 hours per month/ during trading

Exams

• S66 Uniform Combined State Law Examination
  2006-05-10
• S63 Uniform Securities Agent State Law Examination
  1996-04-11

Other Names

• Chip Peiffer