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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-05-08
PA RA APPROVED 2010-06-01
  • TX RA
    APPROVED
    Since 2013-05-08
  • PA RA
    APPROVED
    Since 2010-06-01

Branch Locations

3949 South Atherton Street, State College, PA 16801 • United States

39 N 7Th Street Suite 100, Indiana, PA 15701 • United States

226 S Juliana Street, Bedford, PA 15522 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc State College PA 08/1991 Present
Massmutual Life Insurance Company State College PA 07/1991 Present
  • 08/1991 → Present
    State College, PA
  • 07/1991 → Present
    Massmutual Life Insurance Company
    State College, PA
Previous Registrations
  • 2006-03-09 → 2006-12-31
    Wienken & Associates, Ltd.
    State College, PA
  • 1994-09-21 → 2004-12-09
    Wienken & Associates, Ltd.
    State College, PA
Other Businesses

(1) Name: Bret and Marie Buterbaugh JTWROS, inv rel: Y Addr:207 Fairfield Dr State College PA 16801, Nature: real estate, Position: Owner, Start:4/21/11, no hr/mo:4 no hr/mo dur trading:2 Duties: owning and managing Real Estate. (2) Name: PGW Partners, LLC, Inv Rel: Y Addr: 1830 Colonial Village Lane, Lancaster, PA 17601, Nature: Real Estate holding, Position: Member, Start: 02/15/2022, No Hr/Mo: 1 No Hr/Mo Dur Trading:1, Duties: owning and managing Real Estate. (3) Name: WMC SC Partners, LLC Inv Rel: Y Addr: 1830 Colonial Village Lane, Lancaster, PA 17601 Nature: Rental Income Position: Investor/Owner Start Date: 07/01/2023 No. Hr/Mo: 0No. Hr/Mo During Sec Trading:0 Duties: Rental Income (4) NAME: Stand Up Double LLC INV REL: N ADD: 100 STERLING PARKWAY, STE G17, MECHANICSBURG, PA 17050 NATURE: Baseball Investments POSITION: Member/Owner START DATE: 01/10/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Investor (5) NAME: Carothers Associates, LLC INV REL: Y ADD: 100 STERLING PARKWAY, STE G17, MECHANICSBURG, PA 17050 NATURE: Apartment complex POSITION: Member/owner START DATE: 01/01/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Investor

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-04-22
  • S63 Uniform Securities Agent State Law Examination
    1988-04-22
Designations

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