Bret Joseph Buterbaugh

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1991 → Present
  Mml Investors Services, Llc
  State College, PA
• 07/1991 → Present
  Massmutual Life Insurance Company
  State College, PA

Previous Registrations

• 2006-03-09 → 2006-12-31
  Wienken & Associates, Ltd.
  State College, PA
• 1994-09-21 → 2004-12-09
  Wienken & Associates, Ltd.
  State College, PA

Other Businesses

(1) Name: Bret and Marie Buterbaugh JTWROS, inv rel: Y Addr:207 Fairfield Dr State College PA 16801, Nature: real estate, Position: Owner, Start:4/21/11, no hr/mo:4 no hr/mo dur trading:2 Duties: owning and managing Real Estate. (2) Name: PGW Partners, LLC, Inv Rel: Y Addr: 1830 Colonial Village Lane, Lancaster, PA 17601, Nature: Real Estate holding, Position: Member, Start: 02/15/2022, No Hr/Mo: 1 No Hr/Mo Dur Trading:1, Duties: owning and managing Real Estate. (3) Name: WMC SC Partners, LLC Inv Rel: Y Addr: 1830 Colonial Village Lane, Lancaster, PA 17601 Nature: Rental Income Position: Investor/Owner Start Date: 07/01/2023 No. Hr/Mo: 0No. Hr/Mo During Sec Trading:0 Duties: Rental Income (4) NAME: Stand Up Double LLC INV REL: N ADD: 100 STERLING PARKWAY, STE G17, MECHANICSBURG, PA 17050 NATURE: Baseball Investments POSITION: Member/Owner START DATE: 01/10/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Investor (5) NAME: Carothers Associates, LLC INV REL: Y ADD: 100 STERLING PARKWAY, STE G17, MECHANICSBURG, PA 17050 NATURE: Apartment complex POSITION: Member/owner START DATE: 01/01/2025 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: Investor

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-04-22

Designations

• Certified Financial Planner