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George Frank Maniatis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wilmington, DE

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
HI RA APPROVED 2025-05-07
RI RA APPROVED 2024-09-04
TX RA APPROVED_RES 2016-07-07
DE RA APPROVED 2016-05-05
  • HI RA
    APPROVED
    Since 2025-05-07
  • RI RA
    APPROVED
    Since 2024-09-04
  • TX RA
    APPROVED_RES
    Since 2016-07-07
  • DE RA
    APPROVED
    Since 2016-05-05

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Wilmington DE 05/2016 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 05/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-04-30
S63 Uniform Securities Agent State Law Examination 1997-10-08
  • S65 Uniform Investment Adviser Law Examination
    2007-04-30
  • S63 Uniform Securities Agent State Law Examination
    1997-10-08

View on SEC IAPD

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LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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