Christopher Todd Irvin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/1989 → Present
  Self-Employed
  Petaluma, CA
• 11/2013 → Present
  Western International Securities, Inc.
  Petaluma, CA
• 06/2025 → Present
  Lpl Financial Llc
  Petaluma, CA

Previous Registrations

• 2015-01-02 → 2025-06-05
  Western International Securities, Inc.
  Santa Rosa, CA
  Petaluma, CA
  Crystal Bay, NV
  Petaluma, CA
  Petaluma, CA
• 2014-02-14 → 2014-12-31
  Gbs Financial Corp.
  Petaluma, CA
  Santa Rosa, CA
• 2013-12-23 → 2013-12-31
  Gbs Financial Corp.
  Petaluma, CA
  Santa Rosa, CA
• 2010-11-02 → 2013-12-13
  Gbs Financial Corp.
  Santa Rosa, CA
  Santa Rosa, CA
  Petaluma, CA
• 2006-08-12 → 2010-11-05
  Ubs Financial Services Inc.
  Santa Rosa, CA
  Weehawken, NJ
  Santa Rosa, CA
  Sonoma, CA
• 1997-09-16 → 2006-08-12
  Piper Sandler & Co.
  Sonoma, CA
  Minneapolis, MN
  Sonoma, CA

Other Businesses

Sonoma State University; Teach a MBA international business business

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-21
• S63 Uniform Securities Agent State Law Examination
  1990-02-09

Other Names

• Chris Irvin
• Christopher Irvin
• Christopher T. Irvin