Steven Avram Gold

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2010 → Present
  Western International Securities, Inc.
  Pasadena, CA
• 09/1994 → Present
  David Gold Foundation
  San Francisco, CA
• 06/2025 → Present
  Lpl Financial Llc
  Campbell, CA

Previous Registrations

• 2019-04-02 → 2025-06-05
  Western International Securities, Inc.
  Campbell, CA
  San Francisco, CA
  San Francisco, CA
  Tiburon, CA

Other Businesses

1- 06/2025 - T/O Devices - Other: Business Owner - Not Investment Related - Tiburon, CA - Start Date 06/01/1993 - 5 hours per month/ 0 hours during trading 2- 06/2025 - Sustainable Grant Making Partners - Other: Foundation - President - Not Investment Related - Tiburon, CA - Start Date 03/01/2017 - 100 hours per month/ 10 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2019-03-26
• S63 Uniform Securities Agent State Law Examination
  1990-04-18

Other Names

• Steven A. Gold