Brian Michael Griffin

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Rbc Capital Markets Corporation
  Monroeville, PA
• 09/2019 → Present
  City National Bank
  Monroeville, PA

Previous Registrations

• 2005-07-15 → 2009-03-13
  Ferris, Baker Watts, Llc
  Monroeville, PA
  Monroeville, PA
• 2004-01-01 → 2005-08-04
  Pnc Wealth Management Llc
  Monroeville, PA
• 2003-06-04 → 2004-01-01
  J.J.B. Hilliard, W.L. Lyons, Llc
  Monroeville, PA

Other Businesses

(1) RENTAL PROPERTY; ADDRESS: PERSONAL ADDRESS; BUSINESS DESCRIPTION: RENTAL PROPERTY; NOT INVESTMENT RELATED; START DATE: 05/01/2013; CAPACITY: OWNER-ACTIVE; DUTIES: NONE; HOURS DEVOTED PER MONTH: NONE; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: NONE

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-09-25
• S63 Uniform Securities Agent State Law Examination
  1988-04-28

Other Names

• Brian Michael Griffiin