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Current Employers
Ethos Financial Group, Llc

2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-08-30
  • LA RA
    APPROVED
    Since 2022-08-30

Branch Locations

2200 Renaissance Blvd Suite 340, King Of Prussia, PA 19406 • United States

5800 One Perkins Place Suite 8A, Baton Rouge, LA 70808 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Dominion Investor Services, Inc. Horseshoe Bay TX 09/2014 10/2017
Peters Wealth Advisors, Llc Baton Rouge LA 09/2014 06/2018
Almanack Investment Partners Wayne PA 07/2018 08/2022
Mercap Securities, Llc Paoli PA 10/2018 04/2019
Ethos Financial Group, Llc King Of Prussia PA 08/2022 Present
  • 09/2014 → 10/2017
    Dominion Investor Services, Inc.
    Horseshoe Bay, TX
  • 09/2014 → 06/2018
    Peters Wealth Advisors, Llc
    Baton Rouge, LA
  • 07/2018 → 08/2022
    Wayne, PA
  • 10/2018 → 04/2019
    Mercap Securities, Llc
    Paoli, PA
  • 08/2022 → Present
    King Of Prussia, PA
Previous Registrations
  • 2018-07-06 → 2022-08-26
    Baton Rouge, LA
    Newtown Square, PA
  • 2014-10-08 → 2018-07-09
    Peters Wealth Advisors Llc
    Baton Rouge, LA
  • 2011-11-09 → 2014-03-21
    Intl Advisory Consultants Inc.
    Baton Rouge, LA
  • 2008-02-11 → 2009-03-26
    Stanford Group Company
    Baton Rouge, LA
  • 2006-04-05 → 2008-02-15
    Raymond J. Lucia Companies, Inc.
    Baton Rouge, LA
  • 2005-01-21 → 2008-02-05
    Securities America Advisors, Inc.
    Baton Rouge, LA
    Baton Rouge, LA
Other Businesses

Dania F. Tanguis is licensed as an insurance agent, is appointed with multiple insurance carriers, and engages in the business of selling insurance products, including life insurance, disability insurance, fixed annuities, indexed annuities, immediate annuities, and long term care products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-03-17
  • S63 Uniform Securities Agent State Law Examination
    1989-03-17
Other Names
  • Dania Fitzgerald Tanguis
  • Dania Elizabeth Fitzgerald

View on SEC IAPD

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