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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-10-06 |
| CA | RA | APPROVED | 2016-08-16 |
Branch Locations
724 Broadway, Sonoma, CA 95476 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Advisors, Llc. | Omaha | NE | 08/2016 | Present |
| Mutual Securities, Inc | Camarillo | CA | 05/2017 | 12/2019 |
1. Independent Insurance Agent, Sole Proprietor, Start: 01/1993, 724 Broadway, Sonoma, CA 95476, Insurance Agency/Agent, Sell Life, Indexed Annuities, LTC & Disability insurance, Investment related, 10-15 hours per month, 0 hours per day during trading hours. 2. FairShares, Inc., Start Date: 02/2020, 42 N Swinton Ave., Del Ray Beach, FL 33444, C Corporation, Financial Technology Company replacing the soon to be terminated FairShares Tech LLC, Employee of C Corp, Implementation of intellectual property, sales, marketing, public relations, Not Investment Related, 60 Hours per month, 0 Hours per day during trading hours. 3. Writing and Publishing a Children's Book, Start Date: 06/14/2024, 20695 Pueblo Rd., Sonoma, CA 95476, Sole Proprietor, Children's Book, Sole Proprietor / Author, Author, Not Investment Related, 24 Hours per month, 0 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-11-23 |
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