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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-22 |
| AK | RA | APPROVED | 2002-07-11 |
| MO | RA | APPROVED | 1995-10-31 |
Branch Locations
1034 South Bishop Avenue, Rolla, MO 65401 • United States
1935 East Battlefield Rd Suite C, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Brummets Food Mart | Cuba | MO | 05/1981 | Present |
| Stifel, Nicolaus & Company, Incorporated | Rolla | MO | 02/1989 | Present |
1. FAIRWAY SHOPPING CENTER; 320 N Franklin Ste A Cuba MO 65453; Secretary; 1/1/2010; 1 hour per year; not during securities trading hours; inv related 2. REAL ESTATE INVESTOR; 0 HOURS PER DAY. 3. JEFFREY AND JANE BRUMMET; 14650 ST. RT. V ST. JAMES MO 65559; WORKING FARM MANAGING COW HERD AND HAY CROP; ADVISE; OWNER; MANAGING FARM; COWS AND HAY; AFFILIATION STARTED 01/01/2015; 15 HOURS PER WEEK; NOT DURING SECURITIES TRADING HOURS. Not Investment-Related 4.JANE'S FIREWORKS; 14650 ST. RT. V ST. JAMES MO 65559; FIREWORKS SALES; OWNER; HELP MANAGE; AFFILIATION STARTED 06/15/2015; 10 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS. Not Investment-Related 5. Rolla Saddle Club; Hwy Y, Rolla, MO 65401; Not for Profit; Director; Oversee Elected Officers; 01/01/2019; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-25 |
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