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950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-11 |
| FL | RA | APPROVED | 2023-11-03 |
| IL | RA | APPROVED | 2023-10-26 |
Branch Locations
4300 Ford Street Extension, Fort Myers, FL 33916 • United States
950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Level Four Financial, Llc | Mobile | AL | 01/2013 | 10/2023 |
| Level Four Advisory Services | Dallas | TX | 12/2021 | 10/2023 |
| Regal Securities | Glenview | IL | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-22 |
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