Margarita Perez

Current Employers

Employment History

• 09/2001 → 07/2017
  Financial Network Inv. Corp.
  Torrance, CA
• 09/2001 → 07/2017
  Cetera Advisor Networks Llc
  El Segundo, CA
• 07/2017 → 07/2023
  City National Securities
  Beverly Hills, CA
• 07/2023 → Present
  City National Securities, Inc.
  Long Beach, CA

Previous Registrations

• 2007-02-28 → 2017-07-26
  Cetera Wealth Services, Llc
  El Segundo, CA
  El Segundo, CA

Other Businesses

1. NAME OF OTHER BUSINESS: HIPCOOKS INVESTMENT RELATED: NO ADDRESS: 125 N BROADWAY, SANTA ANA, CA 92701 NATURE OF BUSINESS: COOKING SCHOOL START DATE: 10/2016 POSITION/TITLE/RELATIONSHIP: ASSISTANT CHEF APX NUMBER OF HOURS PER WEEK: 3, NOT DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: ASSIST CHEF WITH PREP PRIOR TO AND DURING CLASS 2) the name of the other business; FINRA whether the business is investment-related; YES the address of the other business; 200 Liberty St. New York, NY 10281-1003 the nature of the other business; REGULATORY AUTHORITY your position; NON PUBLIC ARBITRATOR title, or relationship with the other business; OTHER the start date of your relationship; 10/04/2021 the approximate number of hours/month you devote to the other business; 16 the number of hours you devote to the other business during securities trading hours; 16 and briefly describe your duties relating to the other business; TO SERVE ON A PANEL AS A NON-PUBLIV ARBITRATOR TO ASSIST IN SETTING ARBITRATIONS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-08-08
• S63 Uniform Securities Agent State Law Examination
  1989-08-22