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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-06-25
TX RA APPROVED_RES 2006-10-06
  • MI RA
    APPROVED
    Since 2010-06-25
  • TX RA
    APPROVED_RES
    Since 2006-10-06

Branch Locations

2856 Port Sheldon St, Hudsonville, MI 49426 • United States

Hudsonville, MI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Hudsonville MI 09/2005 03/2020
Ameriprise Financial Services, Llc Hudsonville MI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 2856 port Sheldon st., , Hudsonville, MI, 49426; Not Investment-Related; 10/19/2018. Business Ownership; BJT Land Company LLC; Owner; Just owns real estate; 2856 port sheldon, , hudsonville, MI, 49426; Not Investment-Related; 07/26/2019; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-07-15
  • S63 Uniform Securities Agent State Law Examination
    1991-07-15
Designations
  • Certified Financial Planner

View on SEC IAPD

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