John Helme Dunn

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 01/2018
  Ingalls & Snyder, Llc
  New York, NY
• 01/2018 → 06/2023
  Carret Asset Management
  New York, NY
• 12/2023 → Present
  Jpmorgan Chase Bank, N.A.
  Greenwich, CT
• 12/2023 → Present
  J.P. Morgan Securities Llc
  Greenwich, CT
• 07/2023 → 11/2023
  Unemployed
  New Canaan, CT

Previous Registrations

• 2021-07-06 → 2023-08-03
  Carret Asset Management, Llc
  New York, NY
• 2015-01-15 → 2018-01-09
  Ingalls & Snyder, Llc
  New York, NY
  New York, NY
  New York, NY
• 2011-07-28 → 2014-06-23
  B. C. Ziegler And Company
  New York, NY
• 2010-04-20 → 2011-07-25
  Fiduciary Asset Management Llc
  Clayton, MO
• 2008-10-01 → 2010-02-12
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY
• 2007-10-04 → 2008-10-01
  J.P. Morgan Securities Inc.
  New York, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-12-29
• S65 Uniform Investment Adviser Law Examination
  2006-11-16

Other Names

• J D Dunn
• John Helme Dunn