Roderick Orville Agard

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2023 → 07/2024
  Unemployed
  Dacula, GA
• 05/2015 → 09/2023
  Bank Of America, N.A.
  Suwanee, GA
• 05/2015 → 09/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Suwanee, GA
• 07/2024 → Present
  Wells Fargo Clearing Services, Llc
  Athens, GA
• 07/2024 → Present
  Wells Fargo Bank, Na
  Athens, GA

Previous Registrations

• 2015-06-30 → 2023-09-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Suwanee, GA
  Suwanee, GA
  Buford, GA
  Buford, GA
  Lawrenceville, GA
  Suwanee, GA
  Buford, GA
  Lawrenceville, GA
  Buford, GA
  Suwanee, GA
  Snellville, GA
  Suwanee, GA
  Dacula, GA
  New York, NY
  Atlanta, GA
• 2009-05-29 → 2015-05-20
  Harrisdirect Llc
  Arlington, VA

Exams

• S66 Uniform Combined State Law Examination
  2009-05-23
• S63 Uniform Securities Agent State Law Examination
  1997-02-03