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Roderick Orville Agard

Wells Fargo Clearing Services, LLC

Duluth, GA

Athens, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-08-02
  • GA RA
    APPROVED
    Since 2024-08-02

Branch Locations

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

1200 Mitchell Bridge Rd, Athens, GA 30606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Dacula GA 09/2023 07/2024
Bank Of America, N.A. Suwanee GA 05/2015 09/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Suwanee GA 05/2015 09/2023
Wells Fargo Clearing Services, Llc Athens GA 07/2024 Present
Wells Fargo Bank, Na Athens GA 07/2024 Present
Previous Registrations
  • 2015-06-30 → 2023-09-19
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Suwanee, GA
    Suwanee, GA
    Buford, GA
    Buford, GA
    Lawrenceville, GA
    Suwanee, GA
    Buford, GA
    Lawrenceville, GA
    Buford, GA
    Suwanee, GA
    Snellville, GA
    Suwanee, GA
    Dacula, GA
    New York, NY
    Atlanta, GA
  • 2009-05-29 → 2015-05-20
    Harrisdirect Llc
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-23
S63 Uniform Securities Agent State Law Examination 1997-02-03
  • S66 Uniform Combined State Law Examination
    2009-05-23
  • S63 Uniform Securities Agent State Law Examination
    1997-02-03

View on SEC IAPD

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MORGAN STANLEY · Duluth, GA
LEGACY PARTNER GROUP · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · DULUTH, GA
PFS INVESTMENTS INC. · DULUTH, GA
LIFEWATER WEALTH MANAGEMENT · DULUTH, GA
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