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Shawn Christopher Mackey

Northwestern Mutual Investment Services, LLC

Irvine, CA

CRD 1815521

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

18575 Jamboree Rd Ste 400, Irvine, CA 92612 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins. Co. Milwaukee WI 12/1987 Present
Northwestern Mutual Investment Services, Llc Milwaukee WI 02/1988 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 Present
  • 12/1987 → Present
    Northwestern Mutual Life Ins. Co.
    Milwaukee, WI
  • 02/1988 → Present
    Milwaukee, WI
  • 01/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 100% OWNER, MACKEY DISTRICT INSURANCE AGENCY, INC., MD/DD DISTRICT AGENT LEGAL ENTITY, START DATE: 1/1/2017, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, MANAGING DIRECTOR. INVESTMENT REALTED. 3. BOARD MEMBER, THE PACIFIC CLUB, 4110 MACARTHUR BLVD., NEWPORT BEACH, , CALIFORNIA, 92660, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 06/25/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD MEMBER- ADVISORY POSITION TO THE MANAGEMENT TEAM. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-20
S63 Uniform Securities Agent State Law Examination 1990-08-23
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1990-08-23
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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