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David Jay Colwell

Citizens Securities, Inc.

Alliance, OH

Cleveland, OH

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2023-05-31
IA RA APPROVED 2023-05-09
MO RA APPROVED 2023-05-09
NV RA APPROVED 2023-05-09
KS RA APPROVED 2023-05-08
KY RA APPROVED 2023-05-08
LA RA APPROVED 2023-05-08
ME RA APPROVED 2023-05-08
MS RA APPROVED 2023-05-08
NH RA APPROVED 2023-05-08
MN RA APPROVED 2023-05-06
MD RA APPROVED 2023-05-05
NE RA APPROVED 2023-05-05
AK RA APPROVED 2023-02-15
HI RA APPROVED 2023-01-27
OK RA APPROVED 2023-01-18
PR RA APPROVED 2023-01-18
ND RA APPROVED 2023-01-12
SC RA APPROVED 2023-01-11
AR RA APPROVED 2023-01-10
DE RA APPROVED 2023-01-09
GA RA APPROVED 2023-01-09
ID RA APPROVED 2023-01-09
IL RA APPROVED 2023-01-09
NC RA APPROVED 2023-01-09
OR RA APPROVED 2023-01-09
WI RA APPROVED 2023-01-09
CO RA APPROVED 2023-01-06
CT RA APPROVED 2023-01-06
NM RA APPROVED 2023-01-06
PA RA APPROVED 2023-01-06
RI RA APPROVED 2023-01-06
WV RA APPROVED 2023-01-06
AL RA APPROVED 2023-01-05
CA RA APPROVED 2023-01-05
IN RA APPROVED 2023-01-05
NJ RA APPROVED 2023-01-05
NY RA APPROVED 2023-01-05
SD RA APPROVED 2023-01-05
TX RA APPROVED_RES 2023-01-05
UT RA APPROVED 2023-01-05
VT RA APPROVED 2023-01-05
VA RA APPROVED 2023-01-05
WA RA APPROVED 2023-01-05
FL RA APPROVED 2020-01-03
MI RA APPROVED 2015-08-17
OH RA APPROVED 2006-11-01
  • MT RA
    APPROVED
    Since 2023-05-31
  • IA RA
    APPROVED
    Since 2023-05-09
  • MO RA
    APPROVED
    Since 2023-05-09
  • NV RA
    APPROVED
    Since 2023-05-09
  • KS RA
    APPROVED
    Since 2023-05-08
  • KY RA
    APPROVED
    Since 2023-05-08
  • LA RA
    APPROVED
    Since 2023-05-08
  • ME RA
    APPROVED
    Since 2023-05-08
  • MS RA
    APPROVED
    Since 2023-05-08
  • NH RA
    APPROVED
    Since 2023-05-08
  • MN RA
    APPROVED
    Since 2023-05-06
  • MD RA
    APPROVED
    Since 2023-05-05
  • NE RA
    APPROVED
    Since 2023-05-05
  • AK RA
    APPROVED
    Since 2023-02-15
  • HI RA
    APPROVED
    Since 2023-01-27
  • OK RA
    APPROVED
    Since 2023-01-18
  • PR RA
    APPROVED
    Since 2023-01-18
  • ND RA
    APPROVED
    Since 2023-01-12
  • SC RA
    APPROVED
    Since 2023-01-11
  • AR RA
    APPROVED
    Since 2023-01-10
  • DE RA
    APPROVED
    Since 2023-01-09
  • GA RA
    APPROVED
    Since 2023-01-09
  • ID RA
    APPROVED
    Since 2023-01-09
  • IL RA
    APPROVED
    Since 2023-01-09
  • NC RA
    APPROVED
    Since 2023-01-09
  • OR RA
    APPROVED
    Since 2023-01-09
  • WI RA
    APPROVED
    Since 2023-01-09
  • CO RA
    APPROVED
    Since 2023-01-06
  • CT RA
    APPROVED
    Since 2023-01-06
  • NM RA
    APPROVED
    Since 2023-01-06
  • PA RA
    APPROVED
    Since 2023-01-06
  • RI RA
    APPROVED
    Since 2023-01-06
  • WV RA
    APPROVED
    Since 2023-01-06
  • AL RA
    APPROVED
    Since 2023-01-05
  • CA RA
    APPROVED
    Since 2023-01-05
  • IN RA
    APPROVED
    Since 2023-01-05
  • NJ RA
    APPROVED
    Since 2023-01-05
  • NY RA
    APPROVED
    Since 2023-01-05
  • SD RA
    APPROVED
    Since 2023-01-05
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • UT RA
    APPROVED
    Since 2023-01-05
  • VT RA
    APPROVED
    Since 2023-01-05
  • VA RA
    APPROVED
    Since 2023-01-05
  • WA RA
    APPROVED
    Since 2023-01-05
  • FL RA
    APPROVED
    Since 2020-01-03
  • MI RA
    APPROVED
    Since 2015-08-17
  • OH RA
    APPROVED
    Since 2006-11-01

Branch Locations

780 W State Street, Alliance, OH 44601 • United States

4106 Pearl Road, Cleveland, OH 44109 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Cleveland OH 11/2005 12/2022
Citizens Securities, Inc. Cleveland OH 12/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-22
S65 Uniform Investment Adviser Law Examination 1997-09-24
S63 Uniform Securities Agent State Law Examination 1997-09-09
  • S66 Uniform Combined State Law Examination
    2016-10-22
  • S65 Uniform Investment Adviser Law Examination
    1997-09-24
  • S63 Uniform Securities Agent State Law Examination
    1997-09-09

View on SEC IAPD

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