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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2004-03-17 |
| TX | RA | APPROVED_RES | 1992-12-01 |
Branch Locations
100 Somerset Corporate Blvd, Bridgewater, NJ 08807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Edison | NJ | 03/1989 | Present |
| Bank Of America,N.A. | Bridgewater | NJ | 06/2011 | Present |
I*2098264, Entity Type: Fiduciary, Name of OBA: B B Roth IRA, Address: Hillsboorough, New Jersey, 08844, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-Nov-2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2781266, Entity Type: , Name of OBA: Estate of C E. R, Address: Hillsborough, New Jersey, 08844, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 08/22/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-06-20 |
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