David Michael Briegs

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1989 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Edison, NJ
• 06/2011 → Present
  Bank Of America,N.A.
  Bridgewater, NJ

Other Businesses

I*2098264, Entity Type: Fiduciary, Name of OBA: B B Roth IRA, Address: Hillsboorough, New Jersey, 08844, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 01-Nov-2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2781266, Entity Type: , Name of OBA: Estate of C E. R, Address: Hillsborough, New Jersey, 08844, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 08/22/2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-05-25
• S63 Uniform Securities Agent State Law Examination
  1989-06-20

Other Names

• David Briegs