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Current Employers
Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-10-02
MS RA APPROVED 2025-09-26
ND RA APPROVED 2023-09-04
NM RA APPROVED 2023-08-30
AR RA APPROVED 2023-08-29
CO RA APPROVED 2023-08-29
IL RA APPROVED 2023-08-29
IN RA APPROVED 2023-08-29
IA RA APPROVED 2023-08-29
KS RA APPROVED 2023-08-29
KY RA APPROVED 2023-08-29
LA RA APPROVED 2023-08-29
MI RA APPROVED 2023-08-29
MN RA APPROVED 2023-08-29
MO RA APPROVED 2023-08-29
NE RA APPROVED 2023-08-29
OH RA APPROVED 2023-08-29
OK RA APPROVED 2023-08-29
SD RA APPROVED 2023-08-29
TX RA APPROVED 2023-08-29
WI RA APPROVED 2023-08-29
AL RA APPROVED 2023-07-13
  • FL RA
    APPROVED
    Since 2025-10-02
  • MS RA
    APPROVED
    Since 2025-09-26
  • ND RA
    APPROVED
    Since 2023-09-04
  • NM RA
    APPROVED
    Since 2023-08-30
  • AR RA
    APPROVED
    Since 2023-08-29
  • CO RA
    APPROVED
    Since 2023-08-29
  • IL RA
    APPROVED
    Since 2023-08-29
  • IN RA
    APPROVED
    Since 2023-08-29
  • IA RA
    APPROVED
    Since 2023-08-29
  • KS RA
    APPROVED
    Since 2023-08-29
  • KY RA
    APPROVED
    Since 2023-08-29
  • LA RA
    APPROVED
    Since 2023-08-29
  • MI RA
    APPROVED
    Since 2023-08-29
  • MN RA
    APPROVED
    Since 2023-08-29
  • MO RA
    APPROVED
    Since 2023-08-29
  • NE RA
    APPROVED
    Since 2023-08-29
  • OH RA
    APPROVED
    Since 2023-08-29
  • OK RA
    APPROVED
    Since 2023-08-29
  • SD RA
    APPROVED
    Since 2023-08-29
  • TX RA
    APPROVED
    Since 2023-08-29
  • WI RA
    APPROVED
    Since 2023-08-29
  • AL RA
    APPROVED
    Since 2023-07-13

Branch Locations

Atmore, AL • United States

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Fort Washington PA 09/2017 04/2018
Caregiver To My Octogenarian Parent Long Island City NY 11/2015 09/2017
Not Employed Atmore AL 05/2018 10/2018
Regions Bank Atmore AL 11/2018 08/2019
Cetera Investment Services Llc St. Cloud MN 06/2019 08/2019
Td Ameritrade New York NY 12/2019 01/2021
Not Employed Atmore, AL 09/2019 11/2019
Missionsquare Investment Services Washington DC 03/2023 Present
Missionsquare Retirement Washington DC 03/2023 Present
Caregiver To My Nonagenarian Parent Long Island City NY 02/2021 02/2023
  • 09/2017 → 04/2018
    Lincoln Investment
    Fort Washington, PA
  • 11/2015 → 09/2017
    Caregiver To My Octogenarian Parent
    Long Island City, NY
  • 05/2018 → 10/2018
    Not Employed
    Atmore, AL
  • 11/2018 → 08/2019
    Regions Bank
    Atmore, AL
  • 06/2019 → 08/2019
    Cetera Investment Services Llc
    St. Cloud, MN
  • 12/2019 → 01/2021
    Td Ameritrade
    New York, NY
  • 09/2019 → 11/2019
    Not Employed
    Atmore,, AL
  • 03/2023 → Present
    Missionsquare Investment Services
    Washington, DC
  • 03/2023 → Present
    Washington, DC
  • 02/2021 → 02/2023
    Caregiver To My Nonagenarian Parent
    Long Island City, NY
Previous Registrations
  • 2020-03-11 → 2021-01-11
    Td Ameritrade, Inc.
    New York, NY
  • 2020-03-13 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    New York, NY
Other Businesses

MissionSquare Retirement. Investment related. Nature of Business: MissionSquare is a Delaware non-profit corporation established in 1972 to assist state and local governments and their agencies and instrumentalities ("plan sponsors") in the establishment and maintenance of deferred compensation and qualified retirement plans for their public sector employees. Address: 777 N. Capitol Street, NE, Washington, DC 20002. Position: Retirement Plans Specialist. Start Date: March 6, 2023. Hours per month devoted to other business 160 (~8hr/day); during securities trading hours (9:30 am-4:00 pm EST): 8.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-13
S66 Uniform Combined State Law Examination 2020-03-09
S63 Uniform Securities Agent State Law Examination 1997-10-08
  • S65 Uniform Investment Adviser Law Examination
    2023-07-13
  • S66 Uniform Combined State Law Examination
    2020-03-09
  • S63 Uniform Securities Agent State Law Examination
    1997-10-08

View on SEC IAPD

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