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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-02 |
| MS | RA | APPROVED | 2025-09-26 |
| ND | RA | APPROVED | 2023-09-04 |
| NM | RA | APPROVED | 2023-08-30 |
| AR | RA | APPROVED | 2023-08-29 |
| CO | RA | APPROVED | 2023-08-29 |
| IL | RA | APPROVED | 2023-08-29 |
| IN | RA | APPROVED | 2023-08-29 |
| IA | RA | APPROVED | 2023-08-29 |
| KS | RA | APPROVED | 2023-08-29 |
| KY | RA | APPROVED | 2023-08-29 |
| LA | RA | APPROVED | 2023-08-29 |
| MI | RA | APPROVED | 2023-08-29 |
| MN | RA | APPROVED | 2023-08-29 |
| MO | RA | APPROVED | 2023-08-29 |
| NE | RA | APPROVED | 2023-08-29 |
| OH | RA | APPROVED | 2023-08-29 |
| OK | RA | APPROVED | 2023-08-29 |
| SD | RA | APPROVED | 2023-08-29 |
| TX | RA | APPROVED | 2023-08-29 |
| WI | RA | APPROVED | 2023-08-29 |
| AL | RA | APPROVED | 2023-07-13 |
Branch Locations
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Investment | Fort Washington | PA | 09/2017 | 04/2018 |
| Caregiver To My Octogenarian Parent | Long Island City | NY | 11/2015 | 09/2017 |
| Not Employed | Atmore | AL | 05/2018 | 10/2018 |
| Regions Bank | Atmore | AL | 11/2018 | 08/2019 |
| Cetera Investment Services Llc | St. Cloud | MN | 06/2019 | 08/2019 |
| Td Ameritrade | New York | NY | 12/2019 | 01/2021 |
| Not Employed | Atmore, | AL | 09/2019 | 11/2019 |
| Missionsquare Investment Services | Washington | DC | 03/2023 | Present |
| Missionsquare Retirement | Washington | DC | 03/2023 | Present |
| Caregiver To My Nonagenarian Parent | Long Island City | NY | 02/2021 | 02/2023 |
MissionSquare Retirement. Investment related. Nature of Business: MissionSquare is a Delaware non-profit corporation established in 1972 to assist state and local governments and their agencies and instrumentalities ("plan sponsors") in the establishment and maintenance of deferred compensation and qualified retirement plans for their public sector employees. Address: 777 N. Capitol Street, NE, Washington, DC 20002. Position: Retirement Plans Specialist. Start Date: March 6, 2023. Hours per month devoted to other business 160 (~8hr/day); during securities trading hours (9:30 am-4:00 pm EST): 8.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-13 |
| S66 | Uniform Combined State Law Examination | 2020-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 1997-10-08 |
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