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579 Main Street, Bolton, MA 01740 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2007-03-27 |
| MA | RA | APPROVED | 2007-02-26 |
Branch Locations
579 Main Street, Bolton, MA 01740 • United States
30 Massachusetts Avenue Suite 104, North Andover, MA 01845 • United States
59 Lowes Way Suite 402, Lowell, MA 01851 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bolton Global Capital | North Andover | MA | 02/2003 | Present |
| Bolton Global Asset Management | Bolton | MA | 12/2006 | Present |
1) Investment Advisor Representative of Bolton Securities Corporation, operating under dba 'North Andover Trust Corporation'. Investment related. Conducted from branch location. Spending varying hours per month on this activity during trading hours and outside trading hours. Began activity upon associating with firm in 2003. 2) Owner and operator of North Andover Trust Corp., a public-facing s-corp created to operate securities and investment advisory businesses. Investment related and conducted from branch location. Spends less than one hour per month during trading hours and outside trading hours. Began upon association with firm in 2003. 3) Owner and operator of PAN-A-SEA, LLC. Set up to own and operate charter boat. Not investment related and conducted from personal residence. Spends approximately twenty hours per month during weekends. Began activity in August of 2014. 4) Mike maintains an active insurance license. Investment related to extent that a product fits within a client's financial profile. Time spent per month is on an as needed basis. Rep is contact person. Conducted from Branch location. 5) Co-owner of VCM Advisors, LLC, entity established 08/2004 in state of MA with Bolton Rep/Advisor to split business. Not directly investment related. Conducted from Branch location. Less than 1-hour spent per month on activity, potentially during business hours. Michael is contact person.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-27 |
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