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Current Employers
Bolton Securities Corporation

579 Main Street, Bolton, MA 01740 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2007-03-27
MA RA APPROVED 2007-02-26
  • NH RA
    APPROVED
    Since 2007-03-27
  • MA RA
    APPROVED
    Since 2007-02-26

Branch Locations

579 Main Street, Bolton, MA 01740 • United States

30 Massachusetts Avenue Suite 104, North Andover, MA 01845 • United States

59 Lowes Way Suite 402, Lowell, MA 01851 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bolton Global Capital North Andover MA 02/2003 Present
Bolton Global Asset Management Bolton MA 12/2006 Present
  • 02/2003 → Present
    Bolton Global Capital
    North Andover, MA
  • 12/2006 → Present
    Bolton Global Asset Management
    Bolton, MA
Other Businesses

1) Investment Advisor Representative of Bolton Securities Corporation, operating under dba 'North Andover Trust Corporation'. Investment related. Conducted from branch location. Spending varying hours per month on this activity during trading hours and outside trading hours. Began activity upon associating with firm in 2003. 2) Owner and operator of North Andover Trust Corp., a public-facing s-corp created to operate securities and investment advisory businesses. Investment related and conducted from branch location. Spends less than one hour per month during trading hours and outside trading hours. Began upon association with firm in 2003. 3) Owner and operator of PAN-A-SEA, LLC. Set up to own and operate charter boat. Not investment related and conducted from personal residence. Spends approximately twenty hours per month during weekends. Began activity in August of 2014. 4) Mike maintains an active insurance license. Investment related to extent that a product fits within a client's financial profile. Time spent per month is on an as needed basis. Rep is contact person. Conducted from Branch location. 5) Co-owner of VCM Advisors, LLC, entity established 08/2004 in state of MA with Bolton Rep/Advisor to split business. Not directly investment related. Conducted from Branch location. Less than 1-hour spent per month on activity, potentially during business hours. Michael is contact person.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-16
S63 Uniform Securities Agent State Law Examination 1988-04-27
  • S65 Uniform Investment Adviser Law Examination
    2007-02-16
  • S63 Uniform Securities Agent State Law Examination
    1988-04-27

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