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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-14
CA RA APPROVED 2011-01-05
  • NY RA
    APPROVED
    Since 2021-06-14
  • CA RA
    APPROVED
    Since 2011-01-05

Branch Locations

900 Walt Whitman Road Suite 306, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Melville NY 09/1998 Present
Raymond James Financial Services Advisors, Inc. Melville NY 01/2009 Present
Other Businesses

(1) Name of Business: Evan Thomas Financial LLC Address: 900 Walt Whitman Road suite 306 Melville, NY 11747, Melville, NY, 11747, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 10/06/2005 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION (2) Name of Business: Jace II LLC Address: 900 Walt Whitman road suite 306 Melville, NY 11747, Melville, NY, 11747, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 05/10/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC created only to be named on new lease for R E (3) Name of Business: Kralstein S & M; The Marvin & Sh Address: 14 Cecil Court, Melville, NY, 11747, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 06/18/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: trustee

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-10-04
S63 Uniform Securities Agent State Law Examination 1988-08-24
  • S65 Uniform Investment Adviser Law Examination
    1997-10-04
  • S63 Uniform Securities Agent State Law Examination
    1988-08-24

View on SEC IAPD

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