Frank M Taylor

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 04/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chester, NJ
• 12/2009 → 04/2020
  Bank Of America, N.A.
  Chester, NJ
• 04/2020 → Present
  Rbc Capital Markets, Llc
  Chester, NJ
• 01/2023 → 01/2025
  City National Bank
  Chester, NJ

Previous Registrations

• 2009-05-22 → 2020-05-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chester, NJ
• 2008-01-01 → 2009-06-01
  Wells Fargo Clearing Services, Llc
  Chester, NJ
• 2003-10-15 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Chester, NJ
  St. Louis, MO

Other Businesses

1) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRANK TAYLOR INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHESTER, NEW JERSEY 07930 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OTHER, OWNER START DATE OF RELATIONSHIP: 2/21/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE NO RESPONSIBILITY I HAVE A CONDO IN FLORIDA WHICH IS RENTED BY AN ON SITE RENTAL AGENT. I HAVE NO INVOLVEMENT OTHER THAN TO DEPOSIT THE CHECK 2) For profit or not for profit: For-Profit Organization Name of outside business organization: Bertrand Island LLC Investment related: N Address of business: chester, New Jersey 07930 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 4/1/2019 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: own home to be re modeled and rented out 3) NAME OF ENTITY: self ADDRESS: 40 Seagate drive Naples Florida INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: rental condo CAPACITY: Other START DATE: 05/13/20 DUTIES: none HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-03-30

Designations

• Certified Financial Planner

Other Names

• Frank Taylor
• Francis Taylor
• Francis Marshall Taylor