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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2023-02-09
FL RA APPROVED 2022-07-28
NJ RA APPROVED 2020-04-30
TX RA APPROVED_RES 2020-04-30
  • VT RA
    APPROVED
    Since 2023-02-09
  • FL RA
    APPROVED
    Since 2022-07-28
  • NJ RA
    APPROVED
    Since 2020-04-30
  • TX RA
    APPROVED_RES
    Since 2020-04-30

Branch Locations

200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States

223 Main Street 2Nd Floor, Chester, NJ 07930 • United States

Naples, FL • United States

Ludlow, VT • United States

Mt Arlington, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chester NJ 05/2009 04/2020
Bank Of America, N.A. Chester NJ 12/2009 04/2020
Rbc Capital Markets, Llc Chester NJ 04/2020 Present
City National Bank Chester NJ 01/2023 01/2025
Previous Registrations
Other Businesses

1) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRANK TAYLOR INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHESTER, NEW JERSEY 07930 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OTHER, OWNER START DATE OF RELATIONSHIP: 2/21/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE NO RESPONSIBILITY I HAVE A CONDO IN FLORIDA WHICH IS RENTED BY AN ON SITE RENTAL AGENT. I HAVE NO INVOLVEMENT OTHER THAN TO DEPOSIT THE CHECK 2) For profit or not for profit: For-Profit Organization Name of outside business organization: Bertrand Island LLC Investment related: N Address of business: chester, New Jersey 07930 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 4/1/2019 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: own home to be re modeled and rented out 3) NAME OF ENTITY: self ADDRESS: 40 Seagate drive Naples Florida INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: rental condo CAPACITY: Other START DATE: 05/13/20 DUTIES: none HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-03-30
  • S63 Uniform Securities Agent State Law Examination
    1988-03-30
Designations
Other Names
  • Frank Taylor
  • Francis Taylor
  • Francis Marshall Taylor

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