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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2023-02-09 |
| FL | RA | APPROVED | 2022-07-28 |
| NJ | RA | APPROVED | 2020-04-30 |
| TX | RA | APPROVED_RES | 2020-04-30 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
223 Main Street 2Nd Floor, Chester, NJ 07930 • United States
Naples, FL • United States
Ludlow, VT • United States
Mt Arlington, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chester | NJ | 05/2009 | 04/2020 |
| Bank Of America, N.A. | Chester | NJ | 12/2009 | 04/2020 |
| Rbc Capital Markets, Llc | Chester | NJ | 04/2020 | Present |
| City National Bank | Chester | NJ | 01/2023 | 01/2025 |
1) FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: FRANK TAYLOR INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHESTER, NEW JERSEY 07930 NATURE OF BUSINESS: FAMILY BUSINESS, POSITION, TITLE, ASSOCIATION: OTHER, OWNER START DATE OF RELATIONSHIP: 2/21/2017 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I HAVE NO RESPONSIBILITY I HAVE A CONDO IN FLORIDA WHICH IS RENTED BY AN ON SITE RENTAL AGENT. I HAVE NO INVOLVEMENT OTHER THAN TO DEPOSIT THE CHECK 2) For profit or not for profit: For-Profit Organization Name of outside business organization: Bertrand Island LLC Investment related: N Address of business: chester, New Jersey 07930 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 4/1/2019 Number of hours devoted: 2 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: own home to be re modeled and rented out 3) NAME OF ENTITY: self ADDRESS: 40 Seagate drive Naples Florida INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: rental condo CAPACITY: Other START DATE: 05/13/20 DUTIES: none HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-03-30 |
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