Best Investors Account Sign in

Kenneth Ross

Rbc Capital Markets, LLC

Sarasota, FL

Lakewood Ranch, FL

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-09-22
VI RA APPROVED 2017-04-18
TX RA APPROVED_RES 2017-03-30
WV RA APPROVED 2012-08-28
CT RA APPROVED 2012-08-23
PA RA APPROVED 2012-08-23
  • FL RA
    APPROVED
    Since 2021-09-22
  • VI RA
    APPROVED
    Since 2017-04-18
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • WV RA
    APPROVED
    Since 2012-08-28
  • CT RA
    APPROVED
    Since 2012-08-23
  • PA RA
    APPROVED
    Since 2012-08-23

Branch Locations

1819 Main Street Suite 1100, Sarasota, FL 34236-5999 • United States

Lakewood Ranch, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Sewickley PA 08/2012 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-02-07
S65 Uniform Investment Adviser Law Examination 1996-02-08
  • S63 Uniform Securities Agent State Law Examination
    1997-02-07
  • S65 Uniform Investment Adviser Law Examination
    1996-02-08
Other Names
  • Kenneth Marc Ross

View on SEC IAPD

Other Firms

CPA INVESTMENT SOLUTIONS, INC.
EDWARD JONES
HENDRICKS WEALTH AND ESTATE MANAGEMENT
OSAIC WEALTH, INC.
ACCURATE WEALTH MANAGEMENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
BASE WEALTH MANAGEMENT
RETIREMENT MONEY MANAGEMENT

Other Investors

ANGELA ROBIN HILLIARD DYCHES
Kevin St John
Thomas Donald Anderson
JOHNATHAN RYAN HENDRIX
MEREDITH BAKER FREEMAN
RICHARD MANANSALA MANANKIL
CHRISTOPHER D'ANDREA
LARRY J WOODRUFF

Other Offices

CPA INVESTMENT SOLUTIONS, INC. · SARASOTA, FL
EDWARD JONES · Lakewood Ranch, FL
HENDRICKS WEALTH AND ESTATE MANAGEMENT · Lakewood Ranch, FL
OSAIC WEALTH, INC. · SARASOTA, FL
ACCURATE WEALTH MANAGEMENT, LLC · Sarasota, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Lakewood Ranch, FL
BASE WEALTH MANAGEMENT · LAKEWOOD RANCH, FL
EDWARD JONES · LAKEWOOD RANCH, FL

More in Sarasota, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor