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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-06-09 |
| IN | RA | APPROVED | 2026-03-23 |
| OR | RA | APPROVED | 2026-01-27 |
| DC | RA | APPROVED | 2026-01-20 |
| FL | RA | APPROVED | 2025-09-05 |
| ME | RA | APPROVED | 2025-08-21 |
| MD | RA | APPROVED | 2025-06-17 |
| TX | RA | APPROVED_RES | 2024-10-09 |
| VA | RA | APPROVED | 2024-09-17 |
| NJ | RA | APPROVED | 2024-01-12 |
| RI | RA | APPROVED | 2022-08-25 |
| MI | RA | APPROVED | 2022-06-24 |
| NC | RA | APPROVED | 2022-06-24 |
| CT | RA | APPROVED | 2022-06-21 |
| IL | RA | APPROVED | 2022-06-07 |
| WI | RA | APPROVED | 2022-01-28 |
| NH | RA | APPROVED | 2022-01-27 |
| NY | RA | APPROVED | 2022-01-19 |
Branch Locations
800 Westchester Avenue 4Th Floor Suite N409, Rye Brook, NY 10573 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Securities, Llc | Charlotte | NC | 09/2006 | 07/2017 |
| Retired | Bronxville | NY | 08/2017 | 06/2020 |
| Guardian Life Insurance Company | Rye Brook | NY | 05/2020 | 06/2025 |
| Park Avenue Securities | Rye Brook | NY | 08/2021 | 06/2025 |
| Guardian Life Insurance Company | Bronxville | NY | 06/2024 | 06/2025 |
| Park Avenue Securities | Bronxville | NY | 06/2024 | 06/2025 |
| Guardian Life Insurance Company | Rockville | MD | 06/2025 | Present |
| Park Avenue Securities | Rockville | MD | 06/2025 | Present |
1) Master Networks, Secretary-taking meeting attendance at chapter meetings, sending weekly emails to chapter members about upcoming meetings and events, Start date: 08/29/2023, Address: online, 4 total hours per month; 0 during securities trading hours, Non-Investment Related, No annual compensation, 2) Mastersingers USA, Incorporated-Treasurer, Start date: 01/01/2000, Address: 124 Longvale Rd Bronxville, NY 10708, 2 total hours per month; 0 during securities trading hours, Non-Investment Related, No annual compensation, 3) Insurance Brokering-selling products from insurance carries other than Guardian, Start date: 10/28/2024, Address: 800 Westchester Ave., Rye Brook, NY 10573, 3 total hours per month; 3 during securities trading hours, Investment Related, More than 10% annual compensation, 4) Washington Men's Camerata, Inc.-Treasurer, Nature of Business: 501C3 organization, Start date: 01/01/2026, Address: 4000 Cathedral Ave., NW, Suite 44B, Washington, DC 20016, Duties: Treasurer, 10 total hours per month; 4 during securities trading hours, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-10 |
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