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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-07-22 |
| CA | RA | APPROVED | 2026-01-29 |
Branch Locations
100 N 18Th St Ste 750, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Philadelphia | PA | 11/2024 | Present |
| Self-Employed | Los Angeles | CA | 01/2024 | 11/2024 |
| J.P. Morgan Private Bank | Chicago | IL | 07/2022 | 01/2024 |
| The Northern Trust Company | Chicago | IL | 09/2018 | 07/2022 |
| Self-Employed | Chicago | IL | 05/2018 | 09/2018 |
| Cibc | Chicago | IL | 03/2018 | 04/2018 |
| Self-Employed | Chicago | IL | 12/2016 | 03/2018 |
| Kpmg Llp | Chicago | IL | 07/2015 | 12/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-27 |
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