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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-01-21
TX RA APPROVED_RES 2009-01-12
AR RA APPROVED 2003-10-27
  • LA RA
    APPROVED
    Since 2015-01-21
  • TX RA
    APPROVED_RES
    Since 2009-01-12
  • AR RA
    APPROVED
    Since 2003-10-27

Branch Locations

1809 Glenmar Ave, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Monroe LA 02/1987 Present
Bank Of America N.A. Monroe LA 10/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-10-22
S63 Uniform Securities Agent State Law Examination 1999-08-24
  • S65 Uniform Investment Adviser Law Examination
    2003-10-22
  • S63 Uniform Securities Agent State Law Examination
    1999-08-24
Other Names
  • Martha Reppond Hobson
  • Martha Sue Reppond
  • Sue Reppond Glass
  • Sue Glass

View on SEC IAPD

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