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Jessica Moller Forrest

Austin Asset

Austin, TX

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Current Employers
Austin Asset

7200 N. Mopac, Suite 315, Austin, TX 78731 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-06
  • TX RA
    APPROVED
    Since 2020-03-06

Branch Locations

7200 N. Mopac, Suite 315, Austin, TX 78731 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Alpha Capital Management Austin TX 01/2004 02/2018
Sgh Management Company Llc Austin TX 02/2018 04/2019
Coyle Capital, Llc Austin TX 04/2018 01/2020
Austin Asset Austin TX 01/2020 Present
Previous Registrations
Other Businesses

BUSINESS NAME: SGH MANAGEMENT COMPANY, LLC TITLE: INVESTMENT OFFICER ADDRESS: 1515 S. CAPITAL OF TEXAS HWY, SUITE 301, AUSTIN, TEXAS 78746 NATURE OF BUSINESS: FAMILY OFFICE EMPLOYMENT: FROM 02/2018 TO PRESENT TIME DEVOTED PER MONTH: 145-160 HOURS DUTIES: DUE DILIGENCE, OPERATIONS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-29
S63 Uniform Securities Agent State Law Examination 1995-04-13
  • S65 Uniform Investment Adviser Law Examination
    2005-12-29
  • S63 Uniform Securities Agent State Law Examination
    1995-04-13
Designations
Other Names
  • Jessica Ann Moller

View on SEC IAPD

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