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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2012-09-19
  • NJ RA
    APPROVED
    Since 2012-09-19

Branch Locations

4261 Route 9 North, Howell, NJ 07731 • United States

342 Lloyd Road, Aberdeen, NJ 07747 • United States

625 Ridge Pike, Bldg E, Suite 207, Conshohocken, PA 19428 • United States

220 Route 9 North, Manalapan, NJ 07726 • United States

241 Monmouth Road, West Long Branch, NJ 07764 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 01/2010 Present
Santander Securities, Llc Dorchester MA 09/2012 01/2023
Santander Securities, Llc Dorchester MA 01/2023 Present
Previous Registrations
  • 2010-01-15 → 2012-09-19
    Howell, NJ
    Howell, NJ
    Howell, NJ
    Howell, NJ
    Howell, NJ
    Howell, NJ
    Wall, NJ
    Howell, NJ
    Howell, NJ
  • 2008-06-30 → 2009-11-03
    Toms River, NJ
    Sayreville, NJ
    Fort Mill, SC
    Bayville, NJ
    Marlboro, NJ
    West Orange, NJ
    Sayreville, NJ
    Roseland, NJ
  • 2005-11-17 → 2008-07-01
    Invest Financial Corporation
    Old Bridge, NJ
    Farmingdale, NJ
    Tom'S River, NJ
    Bayville, NJ
    Brick, NJ
    Marlboro, NJ
    Sayreville, NJ
  • 2004-08-24 → 2005-11-02
    Essex National Securities, Llc
    Brooklyn, CA
  • 2002-11-14 → 2004-08-31
    Quick & Reilly, Inc.
    Hazlet, NJ
  • 2002-07-03 → 2002-11-18
    Woodbridge, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-18
S63 Uniform Securities Agent State Law Examination 1988-06-22
  • S65 Uniform Investment Adviser Law Examination
    2001-10-18
  • S63 Uniform Securities Agent State Law Examination
    1988-06-22
Other Names
  • Robert Andrew Desaluo

View on SEC IAPD

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