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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-01-19 |
| KS | RA | APPROVED | 2006-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Emporia | KS | 01/2006 | Present |
1. 12/22/2005 - NON-VARIABLE INSURANCE DBA - MILLER FINANCIAL GROUP, INC. - SELLING FIXED INSURANCE PRODUCTS - LIFE, LTC, FIXED ANNUITIES. - TIME SPENT 100% - EMPORIA, KS. 2. 12/27/2005 - REAL ESTATE RENTAL - JUMBO STORAGE, LLC - PART OWNER OF MINI WAREHOUSE STORAGE - NO DUTIES, PASSIVE RENTAL INCOME. - TIME SPENT 2%. 3. 4/10/2006 - REAL ESTATE RENTAL - 2923 WEST 50, LLC - LLC TO HOLD ONE COMMERCIAL BUILDING AT 2923 WEST 50 THAT WAS PREVIOUSLY DISCLOSED. - TIME SPENT 1% - EMPORIA, KS. 4. 2/28/2011: DBA ONLY - MID AMERICA WEALTH MANAGEMENT, LLC - ALSO - NON-VARIABLE INSURANCE - LIFE. - EMPORIA, KS. 5. 3/29/2021 - No Business Name - Not Investment Related - 2116 W US Highway 50, Emporia KS 66801 - Other-sale of Vintage Trucks on Weekend HOBBY - Start Date: 04/01/2021 - 20 Hours Per Month/0 Hours During Securities Trading - Sale of Vintage Trucks on weekends.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-10 |
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