Michael James Fischer

Current Employers

Employment History

• 02/1988 → 11/2018
  Signator Investors, Inc.
  Allentown, PA
• 11/2018 → Present
  Osaic Welath, Inc.
  Fogelsville, PA

Previous Registrations

• 2006-10-03 → 2018-11-02
  Signator Investors, Inc.
  Fogelsville, PA
  Folgelsville, PA
  Allentown, PA
  Allentown, PA

Other Businesses

1.Rental Property Owner / DNF Properties POSITION: Owner NATURE: Sole Prop INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/11/2010 ADDRESS: 915 Nursery St, Fogelsville PA 18051 DESCRIPTION: rental property owner. 2.CLIENT 1ST FOUNDATION: CHARITABLE ORGANIZATION. A DONOR ADVISED FUND OF THE LEHIGH VALLEY COMMUNITY FOUNDATION, DONOR, NUMBER OF HOURS: 10, SECURITIES TRADING HOURS: 1, START DATE: 02/01/2012 3.CLIENT 1ST FINANCIAL - INSURANCE BROKER POSITION: President/CEO NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 02/01/1988 ADDRESS: 915 Nursery St, Fogelsville PA 18051, United States DESCRIPTION: Sales/marketing of securities, investment advisory, and insurance products. 4.GLVADA POSITION: member NATURE: Auto dealers association INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 1655 Victoria Cir., Allentown PA 18103, United States DESCRIPTION: member of the association 5. LIONS CLUB POSITION: Active Member NATURE: Lions are more than 1.4 million strong -men and women, young and old. You will find us in more than 180 countries worldwide. We share a common spirit. Since our beginning in 1917, we have been united in a single cause: helping those less fortunate. We are taking on tough problems, like blindness and drug abuse, as well as diabetes awareness, and finding help and training for the deaf, disabled, underprivileged, and the elderly. Whatever the community needs to make life better, we're there to help. We are the youngest major social service organization, yet we have grown to be the world's largest. We are succeeding because we have embraced all those committed to building a brighter future for the world and for themselves. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2011 ADDRESS: 915 Nursery St, Fogelsville PA 18051, United States DESCRIPTION: attend meetings & events for volunteering 6. VALLEY YOUTH HOUSE POSITION: advisory board of governor NATURE: Valley Youth House is a non-profit organization who's mission it aid and assist children in need throughout Eastern and Central PA. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2022 ADDRESS: 3400 High Point Blvd, Bethlehem PA 18017, United States DESCRIPTION: This is an advisory board position. I am part of the finance committee of this board. The board meets every other month and the finance committee also meets 6 times per year. 7. NEW BETHANY POSITION: Member NATURE: Our Mission The mission of New Bethany Ministries is to provide opportunities for a secure future to the hungry, homeless, poor, and mentally ill of the Lehigh Valley. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2026 ADDRESS: 333 W 4th St, Bethlehem PA 18015, United States DESCRIPTION: Member of the Organization's Capital Campaign. The organization is in the process of raising $10M to increase the size and services of its current location. My role is to help raise awareness of New Bethany to potential donors. I will not be in charge of any of the finances of the campaign in this role. 8.LEHIGH VALLEY COMMUNITY FOUNDATION POSITION: Board of Director NATURE: The Lehigh Valley Community Foundation is a local non-profit that promotes philanthropy in order to improve the quality of life in our region, encourage collaboration among area philanthropists, and serve as a source of information and expertise regarding charitable giving. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 07/01/2026 ADDRESS: 840 West Hamilton Street, Suite 310, Allentown PA 18101, United States DESCRIPTION: As a board member, I will oversee the basic running of the organization; do a general review of the organization's investment portfolio; and assist in reviewing the annual Budget & strategy

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-24
• S63 Uniform Securities Agent State Law Examination
  1988-10-10

Designations