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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-02-06
  • TX RA
    APPROVED
    Since 2012-02-06

Branch Locations

Cedar Park, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 02/2012 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 02/2012 Present
Fletch Realty Pflugerville TX 01/2001 Present
Previous Registrations
  • 2009-11-27 → 2012-02-06
    Capital Choice Investment Advisers, Inc.
    Greensboro, GA
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15/WK - 15/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.FLETCH REALTY, 803 W WALTER AVE, AUSTIN, TX, 1/2001 AS OWNER/REAL ESTATE BROKER. NIR - 20/MO - 1/TRADING. 3.FLETCH LLC, 803 W ALTER AVE, PFLUGERVILLE, TX, 9/2018 AS OWNER OF LLC THAT OWNS OFFICE CONDO. NIR - 0 HRS. 4. FINANCIAL CRAFTSMEN, 3000 POLAR LANE, STE 601, CEDAR PARK, TX,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,08/02/07, NIR, PRESIDENT, 10/WK- 2/TRADING 5. FINANCIAL CRAFTSMEN, 3000 POLAR LANE, STE 601, CEDAR PARK, TX, DBA UNDER MY DTF FINANCIAL, INC. OWNER/PRESIDENT, 09/21/18, INV REL, 50/WK- 50/TRADING 6. FINANCIAL CRAFTSMEN, 3000 POLAR LANE, STE 601, CEDAR PARK, TX, CERTIFIED HEALTH SAVINGS ADVISOR, 06/06/18, NIR, NIR, 5/WK-0/TRADING 7. MONEY EDGE, INC. 3001 GLACIER PASS LANE, CEDAR PARK, TX, 08/20/2021, VICE PRESIDENT, provide consulting, training, and technical services to the Company , 20 HR/MO- 0/TRADING HR. 8. POLAR PLACE OFFICE CONDOMINIUM ASSOCIATION, INC. / 3000 Polar Place, Cedar Park TX 78613 / 08/01/2022 / NIR / TREASURER - OVERSEE ASSOCIATION'S MANAGEMENT COMPANY / 1 HR/MO - 4 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-25
S63 Uniform Securities Agent State Law Examination 1990-12-03
  • S65 Uniform Investment Adviser Law Examination
    2009-11-25
  • S63 Uniform Securities Agent State Law Examination
    1990-12-03
Other Names
  • Doug Fletcher

View on SEC IAPD

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