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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-06-23 |
| TX | RA | APPROVED_RES | 2017-02-09 |
| IL | RA | APPROVED | 2005-09-06 |
| WI | RA | APPROVED | 2005-09-02 |
Branch Locations
N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W Baird & Co. Inc. | Franklin | WI | 09/2005 | Present |
Name and address: Congregational Home, Inc. 13900 W. Burleigh Road Brookfield , WI 53005; Not Investment-related; Nature of Entity: Nursing Home Role: Board Member; Start Date: 1/1/2016; Appx hrs/month: Meetings are quarterly for up to 3 hours per meeting; Hrs during trading: Up to one hour per quarter; Duties: Serve as a member of the Board of Directors and Finance Committee Name and Address: National Association of Congregational Christian Churches 8473 S. Howell Ave. Oak Creek, WI 53154 Nature of Entity: Christian Non-Profit organization Responsibilities in this role: Board Member, Member of Investment Advisory Committee Hours Devoted: 2 hours/quarter Name: First Congregational Church of Wauwatosa; Investment-related; Address: 1511 Church Street, Wauwatosa, WI 53213; Nature: Religious Organization; Role: Board Member / Member of Budget and Finance Committee, Member of Investment Policy Committee, Member of Personnel Committee, Member of Long Range Planning Committee, Member of Music Committee; Start Date: 03/03/13; Duties: Give direction to the administration of the church, review financial statements, review investment policies
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-28 |
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