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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-06-23
TX RA APPROVED_RES 2017-02-09
IL RA APPROVED 2005-09-06
WI RA APPROVED 2005-09-02
  • FL RA
    APPROVED
    Since 2017-06-23
  • TX RA
    APPROVED_RES
    Since 2017-02-09
  • IL RA
    APPROVED
    Since 2005-09-06
  • WI RA
    APPROVED
    Since 2005-09-02

Branch Locations

N17 W24222 Riverwood Dr. Ste 240, Waukesha, WI 53188 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird & Co. Inc. Franklin WI 09/2005 Present
  • 09/2005 → Present
    Robert W Baird & Co. Inc.
    Franklin, WI
Other Businesses

Name and address: Congregational Home, Inc. 13900 W. Burleigh Road Brookfield , WI 53005; Not Investment-related; Nature of Entity: Nursing Home Role: Board Member; Start Date: 1/1/2016; Appx hrs/month: Meetings are quarterly for up to 3 hours per meeting; Hrs during trading: Up to one hour per quarter; Duties: Serve as a member of the Board of Directors and Finance Committee Name and Address: National Association of Congregational Christian Churches 8473 S. Howell Ave. Oak Creek, WI 53154 Nature of Entity: Christian Non-Profit organization Responsibilities in this role: Board Member, Member of Investment Advisory Committee Hours Devoted: 2 hours/quarter Name: First Congregational Church of Wauwatosa; Investment-related; Address: 1511 Church Street, Wauwatosa, WI 53213; Nature: Religious Organization; Role: Board Member / Member of Budget and Finance Committee, Member of Investment Policy Committee, Member of Personnel Committee, Member of Long Range Planning Committee, Member of Music Committee; Start Date: 03/03/13; Duties: Give direction to the administration of the church, review financial statements, review investment policies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-19
S63 Uniform Securities Agent State Law Examination 1988-04-28
  • S66 Uniform Combined State Law Examination
    2005-08-19
  • S63 Uniform Securities Agent State Law Examination
    1988-04-28

View on SEC IAPD

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