Joshua Miller

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-02-11
NC	RA	APPROVED	2013-05-15
TX	RA	APPROVED_RES	2006-03-10
IL	RA	APPROVED	1997-10-29

FL RA
APPROVED

Since 2022-02-11
NC RA
APPROVED

Since 2013-05-15
TX RA
APPROVED_RES

Since 2006-03-10
IL RA
APPROVED

Since 1997-10-29

Branch Locations

Glencoe, IL • United States

Chase Tower Chicago 21 S. Clark Street / 10 South Dearborn, Floor 32, Chicago, IL 60603 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Jpmorgan Chase Bank, N.A.	Chicago	IL	10/2010	Present
J.P. Morgan Securities Llc	Chicago	IL	10/2008	Present

10/2010 → Present

Jpmorgan Chase Bank, N.A.

Chicago, IL
10/2008 → Present

J.P. Morgan Securities Llc

Chicago, IL

Other Businesses

Entity Name: Slade Inc. Investment related: Yes Address: 4081 Upperco, MD Nature of the other business: Personal Holding Company that primarily holds investments in cash equivalents, stocks, fixed income, private equity and hedge funds. Position/Title/Relationship: Director Start Date: 07-Jul-2014 Approximate # of hours a month: 1 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My responsibilities include reviewing bank statements for accuracy, reviewing positions within the portfolio for suitability, reviewing current portfolio managers and consulting on current and potential investments . Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-09-30
S63	Uniform Securities Agent State Law Examination	1988-06-17

S65 Uniform Investment Adviser Law Examination

1996-09-30
S63 Uniform Securities Agent State Law Examination

1988-06-17

Other Names

Joshua W Miller
Joshua Miller
Joshua Weiler Miller

View on SEC IAPD