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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-01 |
| MI | RA | APPROVED | 2010-01-19 |
Branch Locations
77 Kercheval Ave, Grosse Pointe Farms, MI 48236 • United States
Grosse Pointe, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Grosse Pointe Woods | MI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Grosse Pointe Woods | MI | 11/2016 | Present |
AIRLINER; NOT INV. RELATED; IOWA CITY, IA; BAR & RESTAURANT; OWNER; START DATE 2/2005; MINIMAL TIME SPENT. HALL PL VENTURES, CORP; INV. RELATED; IOWA CITY, IA; OWNER/VICE PRESIDENT; HOLDING COMPANY FOR AIRLINER BAR AND RESTAURANT; START DATE 12/2005; 2-5 HRS PER WEEK; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-18 |
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