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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-03-31
NJ RA APPROVED 2020-11-12
  • NY RA
    APPROVED
    Since 2021-03-31
  • NJ RA
    APPROVED
    Since 2020-11-12

Branch Locations

Tinton Falls, NJ • United States

1000 South Ave Suite 103, Staten Island, NY 10314 • United States

465 Belfield Ave Suite E, Staten Island, NY 10312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 12/2008 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Staten Island NY 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 12/2008 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Staten Island, NY
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Staten Island, NY
    Staten Island, NY
  • 2008-12-09 → 2012-07-02
    First Allied Securities, Inc.
    New York, NY
    New York, NY
    Red Bank, NJ
    Staten Island, NY
    San Diego, CA
    Hagerstown, MD
    Staten Island, NY
    Staten Island, NY
  • 2008-09-29 → 2008-12-09
    First Montauk Securities Corp.
    Red Bank, NJ
    Staten Island, NY
    Red Bank, NJ
    New York, NY
Other Businesses

1) ERIC SCIULLA; AGENT; INSURANCE; START DATE:2/1/2009. 2) ID 360; IDENITY THEFT RISK ADVISOR; CONSULTING; START DATE: 09/20/2017; 0 HOURS PER MONTH. 3) IRON PATH FINANCIAL; MANAGING PARTNER; DBA; START DATE: 11/1/2019; 160 HOURS PER MONTH. 4) DEW DORP TAX; PARTNER; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE: 8/1/2021; 40 HOURS PER MONTH. 5) NAME OF OTHER BUSINESS: 27 MITZIE LANE, LLC; INVESTMENT RELATED: NO; ADDRESS: 27 MITZIE LANE MANAHAWKIN, NJ 07724; NATURE OF BUSINESS: REAL ESTATE; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY, WEEKLY AND MONTHLY DEPENDING ON THE SEASON;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-12
  • S66 Uniform Combined State Law Examination
    2003-03-12
Other Names
  • Eric Louis Sciulla

View on SEC IAPD

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