Michael Scott Pine

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/1991 → Present
  Mml Investors Services, Llc
  Newburgh, NY
• 07/1991 → Present
  Massachusetts Mutual Life Insurance Co.
  Newburgh, NY

Other Businesses

1)NAME: PINE INNOVATIVE PLANNING INV REL: Y ADD: 11 STILL HOLLOW ROAD NEWBURGH, NY, USA, 12550 NATURE: INSURANCE BROKERAGE POSITION: SALES START DATE: 08/1993 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: INDIVIDUAL AND GROUP LIFE, INDIVIDUAL AND GROUP HEALTH. (2) THINKWEALTH LLC INV REL: Y ADD: 11 STILL HOLLOW ROAD NEWBURGH, NY, USA, 12550 NATURE: INS & FINANCIAL PLANNING POSITION: PARTNER START DATE: 1/1/21 NO HRS/MO: 170 NO HRS/MO DUR TRADING: 5 DUTIES: SALES & ADMIN (3) NAME: THINK WEALTH LLC, INV REL: Y, ADD: 11 STILL HOLLOW RD, NEWBURGH, NY 12550 NATURE: OUTSIDE INSURANCE SALES, POSITION: INSURANCE BROKER, START DATE: 1/1/2021, NO. HR/MO: 60, NO. HR/MO DURING SEC TRADING: 5, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES (4) NAME: PINE INNOVATIVE PLANNING INV REL: Y ADD: 11 STILL HOLLOW ROAD NEWBURGH, NY, USA, 12550 NATURE: FINANCIAL ADVISOR POSITION: BUSINESS OWNER START DATE: 1987 NO HRS/MO: 172 NO HRS/MO DUR TRADING: 6 DUTIES: SALES, SERVICE (5) NAME: ABILITIES FIRST INV REL: N ADDR: 121 EXECUTIVE DRIVE, NEW WINDSOR, NY 12553 NATURE: HOMES FOR DEPELOPMENTAL CHILDREN AND ADULTS POSITION: VICE PRESIDENT START DATE: 4/1/2026 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DUTIES: VOLUNTEER AND ADMINISTRATIVE WORK

Exams

• S63 Uniform Securities Agent State Law Examination
  1988-08-29