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John Joseph O'TOole

Ep Wealth Advisors

Torrance, CA

Hilton Head Island, SC

CRD 1811307

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Employer firm

Ep Wealth Advisors CRD 111147

$45.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • RETIREMENT PLAN ADVISORY SERVICES & TAX PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-29
SC RA APPROVED 2025-11-29
TX RA APPROVED_RES 2024-07-10
PA RA APPROVED 2022-12-20
  • CA RA
    APPROVED
    Since 2025-11-29
  • SC RA
    APPROVED
    Since 2025-11-29
  • TX RA
    APPROVED_RES
    Since 2024-07-10
  • PA RA
    APPROVED
    Since 2022-12-20

Branch Locations

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

2 Park Lane Suite 201, Hilton Head Island, SC 29928 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Warren Financial Service Exton PA 10/2014 11/2022
Ep Wealth Advisors, Llc. Torrance CA 11/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-20
S63 Uniform Securities Agent State Law Examination 1998-09-23
  • S65 Uniform Investment Adviser Law Examination
    1998-10-20
  • S63 Uniform Securities Agent State Law Examination
    1998-09-23
Other Names
  • John J Otoole
  • John Joseph Otoole
  • John Otoole
  • John Joseph Otoole

View on SEC IAPD

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Nearby Investors

DAWN KIM
RYAN BOMERSBACK
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Nearby Offices

CHARLES SCHWAB & CO., INC. · Torrance, CA
SOUTH BAY FINANCIAL PARTNERS · TORRANCE, CA
EP WEALTH ADVISORS · TORRANCE, CA

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