Best Investors Account Sign in

Claudio Mario Mastroianni

Osaic Institutions, Inc.

Albany, NY

East Greenbush, NY

Claim This Profile
Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-26
  • NY RA
    APPROVED
    Since 2021-07-26

Branch Locations

103 Wolf Road, Albany, NY 12205 • United States

602 Columbia Turnpike, East Greenbush, NY 12061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Securities, Inc. Slingerlands NY 02/2016 07/2021
Infinex Investments, Inc. Meriden CT 07/2021 Present
Bank Of Greene County Albany NY 07/2021 Present
  • 02/2016 → 07/2021
    Citizens Securities, Inc.
    Slingerlands, NY
  • 07/2021 → Present
    Infinex Investments, Inc.
    Meriden, CT
  • 07/2021 → Present
    Bank Of Greene County
    Albany, NY
Previous Registrations
  • 2016-02-22 → 2021-07-16
    Citizens Securities, Inc.
    Albany, NY
    Slingerlands, NY
    Delmar, NY
    Albany, NY
    Albany, NY
    Bennington, VT
    Endicott, NY
    Bondville, VT
    Bennington, VT
    West Pawlet, VT
    Bennington, VT
    Latham, NY
  • 2015-10-23 → 2016-03-07
    M&T Securities, Inc.
    Schenectady, NY
    Albany, NY
    Guilderland, NY
    Schenectady, NY
    Albany, NY
    Paramus, NJ
  • 2011-05-06 → 2015-09-29
    M&T Securities, Inc.
    Fishkill, NY
    Albany, NY
    Troy, NY
    Paramus, NJ
    Syracuse, NY
    Troy, NY
    Clifton Park, NY
    Schenectady, NY
    Albany, NY
    Schenectady, NY
    Guilderland, NY
    Fishkill, NY
    Paramus, NJ
    Cheektowaga, NY
  • 2011-04-04 → 2011-05-02
    Lpl Financial Llc
    Latham, NY
  • 2009-10-01 → 2011-03-28
    M&T Securities, Inc.
    Fishkill, NY
    Troy, NY
    Clifton Park, NY
    Schenectady, NY
    Albany, NY
    Schenectady, NY
    Guilderland, NY
  • 2006-09-18 → 2008-08-14
    Cetera Investment Services Llc
    Albany, NY
Other Businesses

1.) Rental Property; 2 hours a month; since 1988

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-07
S63 Uniform Securities Agent State Law Examination 1988-03-26
  • S65 Uniform Investment Adviser Law Examination
    2004-10-07
  • S63 Uniform Securities Agent State Law Examination
    1988-03-26
Designations
Other Names
  • Claudio Mario (Sr) Mastroianni
  • Claudio Mario Mastroianni

View on SEC IAPD

Other Firms

ALLSQUARE WEALTH MANAGEMENT, LLC
CETERA INVESTMENT ADVISERS LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MPWM ADVISORY SOLUTIONS LLC
CITIZENS SECURITIES, INC.
LPL FINANCIAL LLC
THE AFFINITY GROUP, LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

DANIEL DOUGLAS BAUER
BRETT PHILIP HARRIS
DOUGLAS JAMES BAUER
MICHAEL STEPHEN SHAPIRO
STEPHEN MARK PEER
RICHARD JEFFERY ANTHONY
GEORGE NICHOLAS BROWN
JOHN COLE BUFF

Other Offices

ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
WELLS FARGO CLEARING SERVICES, LLC · ALBANY, NY

More in Albany, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor