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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WV RA APPROVED 2023-06-29
  • WV RA
    APPROVED
    Since 2023-06-29

Branch Locations

104 Third Street, Elkins, WV 26241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allegheny Ins/Davis Care Elkins WV 01/1999 12/2020
Voya Financial Advisors Elkins WV 09/2014 06/2021
Cetera Wealth Services, Llc El Segundo CA 06/2021 Present
Blue Ridge Risk Partners Elkins WV 01/2021 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 01/1999 → 12/2020
    Allegheny Ins/Davis Care
    Elkins, WV
  • 09/2014 → 06/2021
    Voya Financial Advisors
    Elkins, WV
  • 06/2021 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2021 → Present
    Blue Ridge Risk Partners
    Elkins, WV
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1. NAME OF ENTITY:KENNETH R GEORGE JR- RENTAL PROPERTY; No; 49 LAKESIDE DR; BEVERLY; WV; 26253; RENTAL PROPERTY; OWNER; 4/1/2017; 5; 0; COLLECT RENT AND MAINTAIN PROPERTY; 2. NAME OF ENTITY:KENNETH R GEORGE JR- RENTAL PROPERTY; No; 438 ALLEGHENY SPRINGS 10 SHOWSHOE DR SHOWSHOE WV 26209; SHOWSHOE; WV; 26209; RENTAL PROPERTY; OWNER; 3/1/2017; 1; 0; COLLECT RENT; 3. NAME OF ENTITY: Kenneth George dba "Mr. Opportunity"; No; 62 ASPEN DR; ELKINS; WV; 26241; Professional Boxing; Boxer; 1/1/2004; 40; 0; Part time professional boxer (approximately four bouts per year); 4. NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 104 THIRD STREET; ELKINS; WV; 26241; Fixed Insurance Sales; Independent Insurance Agent; 6/10/2009; 128; 128; Sales of Fixed Insurance Products; 5. NAME OF ENTITY:BLUE RIDGE RISK PARTNERS; No; SAME AS REGISTERED LOCATION; FIXED INSURANCE; VP OF BENEFITS DEPT; 01/01/2021; 160; 160; SELL OF FIXED INSURANCE PRODUCTS; 6. NAME OF ENTITY: The Elkins/Randolph Co YMCA; No; 400 Davis Ave; Elkins; WV; 26241; Provides access to healthy living activities for the community.; Board Member; 1/1/2020; 4; 2; Help to strengthen the community through promotion of healthy living, youth development and being socially responsible; 7. NAME OF ENTITY: Randolph Co. Schools; No; 40 Eleventh St.; Elkins; WV; 26241; Assistant Basketball Coach; Assistant Middle School Basketball Coach; 8/1/2020; 15; 0; Assist in teaching basketball and team building skills for 6th, 7th and 8th graders; 8. NAME OF OTHER BUSINESS: DAVIS TRUST COMPANY; INVESTMENT RELATED: NO; ADDRESS: 227 DAVIS AVE, ELKINS, WV, 26241; NATURE OF BUSINESS: BANK & TRUST COMPANY; START DATE: 05/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: HELP CREATE, ESTABLISH, & REVIEW BANK POLICIES & PROCEDURES, ASSIST IN REVIEWING & IMPLEMENTING REGULATORY COMPLIANCE PROCEDURES; 9. NAME OF OTHER BUSINESS: GEORGE HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR TAX PURPOSES TO RECEIVED PAYMENTS; 10. NAME OF OTHER BUSINESS: ELKINS REHABILITATION AND CARE CENTER; INVESTMENT RELATED: NO; ADDRESS: 2533 Beverly Pike Elkins, W. VA 26241; NATURE OF BUSINESS: BOARD; START DATE: 01/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TO HELP ORGANIZATION ADVANCE TOWARD ITS MISSION, PURPOSE. PROVIDE QUALITY REHABILITATION SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-06-28
S63 Uniform Securities Agent State Law Examination 1999-08-24
  • S65 Uniform Investment Adviser Law Examination
    2017-06-28
  • S63 Uniform Securities Agent State Law Examination
    1999-08-24
Other Names
  • Kenneth Roy George

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