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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-12-09 |
| SC | RA | APPROVED | 2022-12-09 |
Branch Locations
148 River Street Ste 120 [Satellite], Greenville, SC 29601 • United States
225 Seven Farms Dr Ste 300, Charleston, SC 29492 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenville | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenville | SC | 11/2016 | 12/2022 |
| Wells Fargo Advisors Financial Network, Llc | Charleston | SC | 12/2022 | Present |
CLZGWC LLC, INV RELATED, 50% OWNERSHIP, ATLANTA, GA, START 11/8/2008, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD FAMILY REAL ESTATE. PFSG LLC, INV RELATED, GREENVILLE, SC, 100% OWNERSHIP, START 12/12/2022, 50 HOURS PER MONTH, 32 HOURS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-29 |
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