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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-07
  • NY RA
    APPROVED
    Since 2026-05-07

Branch Locations

68 S Service Rd, Ste 200, Melville, NY 11747 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-22
  • NY RA
    APPROVED
    Since 2021-07-22

Branch Locations

South Huntington, NY • United States

68 S Service Rd Ste 200, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Melville NY 10/2012 11/2016
Wells Fargo Clearing Services, Llc Melville NY 11/2016 Present
Wells Fargo Advisors Financial Network Melville NY 05/2026 Present
  • 10/2012 → 11/2016
    Wells Fargo Advisors Llc
    Melville, NY
  • 11/2016 → Present
    Melville, NY
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    Melville, NY
Other Businesses

RENTAL PROPERTY, INV RELATED, HENDERSON, NV, 100% OWNER, START: 5/2000, 0 HOURS, DUTIES: NONE. RENTAL PROPERTY, INV RELATED, LAS VEGA, NV, 100% OWNER, START: 11/2000, 0 HOURS, DUTIES: NONE. RENTAL POPERTY; INVESTMENT RELATED; DELRAY BEACH, FL; 100% OWNERSHIP; START 3/1/1990; 0 HOURS PER MONTH; NO DUTIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-10-21
  • S63 Uniform Securities Agent State Law Examination
    1999-10-21
Other Names
  • Orlando Joseph Basile

View on SEC IAPD

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