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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1998-04-06 |
Branch Locations
12 Greenway Plz Ste 1100, Houston, TX 77046-1201 • United States
11 Greenway Plz Ste 3000, Houston, TX 77046 • United States
Bellaire, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Houston | TX | 03/1988 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Business Ownership; TPKV Financial, LLC; ; Office Space Management; 11 Greenway Plaza, Suite 3000Houston, TX 77046, ,; Not Investment-Related; 02/01/2013; 1 to 9 hours per month; 1 to 9 during trading hours / 23 Maven; Helping my son develop a software program; A software program and could turn into a website business.; 506 Bolivar st, , Bellaire, TX, 77401; Not Investment-Related; 02/08/2023; 1 to 9 hours per month; 0 during trading hours / Wolf Oak Ranch; Manager; Recreational Ranch; 22987 Oak Road, , New Ulm, TX, 00000; Not Investment-Related; 01/17/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Tiras Wealth Management LLC; Owner; Manage Ameriprise Business; 11 greenway, #3000, houston, TX, 77046; Not Investment-Related; 06/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Other Business Activities; SJ Holdings, LLC; investments; 506 Bolivar St.Bellaire, TX 77401, ,; ; 01/01/2008; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-01 |
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