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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-07-22 |
| ME | RA | APPROVED | 2021-07-09 |
| WA | RA | APPROVED | 2021-07-09 |
| SC | RA | APPROVED | 2020-11-23 |
| IL | RA | APPROVED | 2020-03-25 |
| MO | RA | APPROVED | 2019-05-07 |
| MA | RA | APPROVED | 2018-12-20 |
| CA | RA | APPROVED | 2018-07-10 |
| GA | RA | APPROVED | 2013-02-19 |
| FL | RA | APPROVED | 2004-04-23 |
Branch Locations
400 International Pkwy Suite 100, Lake Mary, FL 32746 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Maitland | FL | 10/2011 | 09/2017 |
| Park Avenue Securities Llc | Maitland | FL | 10/2011 | 09/2017 |
| Guardian Life Insurance | Maitland | FL | 10/2011 | 06/2019 |
| Park Avenue Securities | Maitland | FL | 10/2011 | 06/2019 |
| Guardian Life Insurance | Lake Mary | FL | 07/2019 | Present |
| Park Aveune Securities | Lake Mary | FL | 07/2019 | Present |
1. Insurance-Innovative Underwriters, Start: 01-01-2001, Address: 1800 JFK Blvd, Suite 700 Philadelphia, PA 19103, 1 total hour per month; 1 during securities trading hours, Investment related, Less than 10% annual compensation,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-22 |
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