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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-05-20 |
Branch Locations
100 Federal Street 18Th Floor, Boston, MA 02110 • United States
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Putnam Investments-Putnam Retail Management | Boston | MA | 06/1987 | 12/2019 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 03/2023 | Present |
| Empower Financial Services, Inc | Greenwood Village | CO | 03/2023 | Present |
| First Republic | Boston | MA | 04/2022 | 03/2023 |
| Unemployed | Ipswich | MA | 01/2020 | 05/2021 |
| Empower Retirement | Boston | MA | 06/2021 | 04/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-04-22 |
| S63 | Uniform Securities Agent State Law Examination | 1990-04-02 |
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