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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-08 |
Branch Locations
5080 Spectrum Dr Ste 1200E, Addison, TX 75001 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Irving | TX | 05/2014 | 02/2020 |
| Pruco Securities Llc | Irving | TX | 05/2014 | 02/2020 |
| The Prudential Insurance Company Of America | Frisco | TX | 06/2020 | 12/2020 |
| Pruco Securities Llc | Frisco | TX | 06/2020 | 12/2020 |
| Unemployed | Frisco | TX | 03/2020 | 05/2020 |
| Nylife Securities Llc | Dallas | TX | 12/2020 | 07/2023 |
| New York Life Insurance Co. | Dallas | TX | 12/2020 | 07/2023 |
| Guardian Life Insurance Company | Fort Worth | TX | 07/2023 | 12/2023 |
| Park Avenue Securities | Fort Worth | TX | 07/2023 | 12/2023 |
| Principal Life Insurance Company | Addison | TX | 12/2023 | Present |
| Principal Securities Inc | Addison | TX | 12/2023 | Present |
**INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1988 ADDRESS: 5080 Spectrum Drive, 1200E, Addison TX 75001, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/30/2015 ADDRESS: 4308 RUTH BORCHARDT DR, FRISCO TX 75035, United States DESCRIPTION: Sell and service of property and casualty insurance. **PRECISION METALFORMING ASSOCIATION LONE STAR CHAPTER POSITION: Vice Chair NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/14/2025 ADDRESS: 5080 Spectrum Drive, Suite 1200E, Addison TX 75001, United States DESCRIPTION: Vice Chair - title Support PMA membership growth. Support annual golf tournament. Attend Monthly video board meetings. Support and provide feedback to board from non-industry perspective.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-10-20 |
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