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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-08
  • TX RA
    APPROVED
    Since 2024-01-08

Branch Locations

5080 Spectrum Dr Ste 1200E, Addison, TX 75001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Irving TX 05/2014 02/2020
Pruco Securities Llc Irving TX 05/2014 02/2020
The Prudential Insurance Company Of America Frisco TX 06/2020 12/2020
Pruco Securities Llc Frisco TX 06/2020 12/2020
Unemployed Frisco TX 03/2020 05/2020
Nylife Securities Llc Dallas TX 12/2020 07/2023
New York Life Insurance Co. Dallas TX 12/2020 07/2023
Guardian Life Insurance Company Fort Worth TX 07/2023 12/2023
Park Avenue Securities Fort Worth TX 07/2023 12/2023
Principal Life Insurance Company Addison TX 12/2023 Present
Principal Securities Inc Addison TX 12/2023 Present
  • 05/2014 → 02/2020
    The Prudential Insurance Company Of America
    Irving, TX
  • 05/2014 → 02/2020
    Irving, TX
  • 06/2020 → 12/2020
    The Prudential Insurance Company Of America
    Frisco, TX
  • 06/2020 → 12/2020
    Frisco, TX
  • 03/2020 → 05/2020
    Unemployed
    Frisco, TX
  • 12/2020 → 07/2023
    Nylife Securities Llc
    Dallas, TX
  • 12/2020 → 07/2023
    New York Life Insurance Co.
    Dallas, TX
  • 07/2023 → 12/2023
    Guardian Life Insurance Company
    Fort Worth, TX
  • 07/2023 → 12/2023
    Park Avenue Securities
    Fort Worth, TX
  • 12/2023 → Present
    Principal Life Insurance Company
    Addison, TX
  • 12/2023 → Present
    Addison, TX
Previous Registrations
  • 2020-06-12 → 2020-12-07
    Plano, TX
    Frisco, TX
  • 2014-08-08 → 2020-02-20
    Plano, TX
    Newark, NJ
  • 2014-01-03 → 2014-05-22
    Msi Financial Services, Inc.
    Dallas, TX
  • 2012-11-01 → 2013-06-07
    Osaic Services, Inc.
    Addison, TX
    Scottsdale, AZ
    Addison, TX
  • 2008-02-11 → 2012-07-18
    Msi Financial Services, Inc.
    Dallas, TX
    Walnut Creek, CA
    Dallas, TX
    Sandy, UT
Other Businesses

**INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/1988 ADDRESS: 5080 Spectrum Drive, 1200E, Addison TX 75001, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. **INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/30/2015 ADDRESS: 4308 RUTH BORCHARDT DR, FRISCO TX 75035, United States DESCRIPTION: Sell and service of property and casualty insurance. **PRECISION METALFORMING ASSOCIATION LONE STAR CHAPTER POSITION: Vice Chair NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/14/2025 ADDRESS: 5080 Spectrum Drive, Suite 1200E, Addison TX 75001, United States DESCRIPTION: Vice Chair - title Support PMA membership growth. Support annual golf tournament. Attend Monthly video board meetings. Support and provide feedback to board from non-industry perspective.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-10-20
  • S63 Uniform Securities Agent State Law Examination
    1989-10-20
Designations
Other Names
  • Greg Odell

View on SEC IAPD

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