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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-01-02
TX RA APPROVED 2025-12-16
  • IL RA
    APPROVED
    Since 2026-01-02
  • TX RA
    APPROVED
    Since 2025-12-16

Branch Locations

120 S Riverside Suite 700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guggenheim Securities, Llc New York NY 06/2015 02/2019
Jpmorgan Chase Bank Na Chicago IL 02/2019 06/2020
Jpmorgan Securities Llc Chicago IL 02/2019 06/2020
5630 Independence, Llc. Lagrange IL 05/2018 06/2020
Ramser Court Apartments, Llc. Louisville KY 05/2018 06/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chicago IL 06/2020 05/2022
Bank Of America, N.A. Chicago IL 10/2020 05/2022
Ubs Financial Services Chicago IL 05/2022 06/2024
Raymond James & Associates, Inc. Chicago IL 06/2024 Present
  • 06/2015 → 02/2019
    Guggenheim Securities, Llc
    New York, NY
  • 02/2019 → 06/2020
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 02/2019 → 06/2020
    Jpmorgan Securities Llc
    Chicago, IL
  • 05/2018 → 06/2020
    5630 Independence, Llc.
    Lagrange, IL
  • 05/2018 → 06/2020
    Ramser Court Apartments, Llc.
    Louisville, KY
  • 06/2020 → 05/2022
    Chicago, IL
  • 10/2020 → 05/2022
    Bank Of America, N.A.
    Chicago, IL
  • 05/2022 → 06/2024
    Ubs Financial Services
    Chicago, IL
  • 06/2024 → Present
    Chicago, IL
Previous Registrations
Other Businesses

(1) Name of Business: Address: 225 N Elizabeth Ave, Chicago, IL, 60607, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own and operate this rental property (2) Name of Business: Auburn, AL property Address: 225 N. Elizabeth Ave., Chicago, IL, 60607, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/11/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own the property, pay the bills, etc. My wife handles any rental activities. (3) Name of Business: Exit Planning Institute Chicago Chapter Address: 225 N Elizabeth, Suite 2604, Chicago, IL, 60607, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 02/03/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Meet monthly to plan our monthly meeting, develop content and reach out to prospect members. (4) Name of Business: MACC Cap , LLC Address: 225 N Elizabeth Ave, Chicago, IL, 606007, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 10/02/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Actively involved in decisions affecting this rental property (5) Name of Business: MMM Apartments, LLC Address: 125 S Sunset Ave, La Grange, IL, 60525, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/24/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-18
S63 Uniform Securities Agent State Law Examination 1999-07-23
  • S66 Uniform Combined State Law Examination
    2020-08-18
  • S63 Uniform Securities Agent State Law Examination
    1999-07-23

View on SEC IAPD

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