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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-02 |
| TX | RA | APPROVED | 2025-12-16 |
Branch Locations
120 S Riverside Suite 700, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guggenheim Securities, Llc | New York | NY | 06/2015 | 02/2019 |
| Jpmorgan Chase Bank Na | Chicago | IL | 02/2019 | 06/2020 |
| Jpmorgan Securities Llc | Chicago | IL | 02/2019 | 06/2020 |
| 5630 Independence, Llc. | Lagrange | IL | 05/2018 | 06/2020 |
| Ramser Court Apartments, Llc. | Louisville | KY | 05/2018 | 06/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 06/2020 | 05/2022 |
| Bank Of America, N.A. | Chicago | IL | 10/2020 | 05/2022 |
| Ubs Financial Services | Chicago | IL | 05/2022 | 06/2024 |
| Raymond James & Associates, Inc. | Chicago | IL | 06/2024 | Present |
(1) Name of Business: Address: 225 N Elizabeth Ave, Chicago, IL, 60607, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own and operate this rental property (2) Name of Business: Auburn, AL property Address: 225 N. Elizabeth Ave., Chicago, IL, 60607, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 10/11/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own the property, pay the bills, etc. My wife handles any rental activities. (3) Name of Business: Exit Planning Institute Chicago Chapter Address: 225 N Elizabeth, Suite 2604, Chicago, IL, 60607, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 02/03/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Meet monthly to plan our monthly meeting, develop content and reach out to prospect members. (4) Name of Business: MACC Cap , LLC Address: 225 N Elizabeth Ave, Chicago, IL, 606007, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 10/02/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Actively involved in decisions affecting this rental property (5) Name of Business: MMM Apartments, LLC Address: 125 S Sunset Ave, La Grange, IL, 60525, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/24/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-18 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-23 |
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