Steven Douglas Zimmerman

Current Employers

Mindful Asset Planning

14530 Pennock Ave, Apple Valley, MN 55124 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2019-03-29

MN RA
APPROVED

Since 2019-03-29

Branch Locations

14530 Pennock Ave, Apple Valley, MN 55124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mindful Asset Planning	Apple Valley	MN	01/2007	Present

01/2007 → Present

Mindful Asset Planning

Apple Valley, MN

Other Businesses

COMMERCIAL PROPERTY OWNER - non-investment related 14530 Pennock Ave, Apple Valley, MN 55124

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-06-17
S63	Uniform Securities Agent State Law Examination	1988-03-02

S65 Uniform Investment Adviser Law Examination

1996-06-17
S63 Uniform Securities Agent State Law Examination

1988-03-02

Designations

View on SEC IAPD

Current Employers

Mindful Asset Planning

Disclosures

Employment History

Other Businesses

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews