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6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-09 |
| IA | RA | APPROVED | 2016-07-26 |
Branch Locations
6000 Grand Avenue Suite B, Des Moines, IA 50312 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spectrum Advisory Services, Inc. | Des Moines | IA | 07/1993 | Present |
| Legacy Financial Group, Llc | Des Moines | IA | 07/2016 | Present |
| Broker Dealer Financial Services Corp | West Des Moines | IA | 07/2016 | 08/2018 |
| Brokers International Financial Services | Des Moines | IA | 08/2018 | Present |
1) Spectrum Advisory Services, INC; Not Investment related; 6000 Grand Ave, Ste B, Des Moines, IA 50312; Insurance Sales; Owner/ Manager; 07/24/2000; 3 hours per month; 3 hours during security hours; Sales and service of fixed and traditional insurance sales. 2) Elson Rentals, LLC; not investment related; 10 Main St, Bondurant, IA 50035; Rental property; Owner/Manager; 04/18/2005; 0 hours per month; 0 hours during security hours; rental property management. 3) B&L ELSON, LLC; not investment related; 6000 Grand Ave, Ste B, Des Moines, IA 50312; Real Estate; Owner/Manager; 04/18/2005; 1 hour per month; 0 hours during trading hours; Interest in devlopment land near Ankney, iA. 4) Top Farms, LLP; not investment related; 6000 Grand Ave, Ste B, Des Moines, IA 50312; Farming; General partner; 04/18/2013; 2 hours per month; 1 hour during security hours; Development company managed real estate. 5) Legacy Financial Group; investment related; 6000 Grand Ave, Ste B, Des Moines, IA 50312; DBA for securities; Owner/CFP; 07/25/2016; 100 hours per month; 90 hours during security hours; financial planning, sales of securities. 6) Grand Avenue Financial, LLC; not investment related; 6000 Grand Ave, Ste B, Des Moines, IA 50312; Manage office building; Owner; 09/09/1998; 1 hour per month; 0 hours during security hours; manage office building. 7) Renaud Apartments; not investment related; 103 1st St SE, Bondurant, IA 50035; Rental property; Manager; 12/16/1999; 1 hour per month; 1 hour during security hours; Apartment rentals. 8) Crawford Creek, LLC; not investment related; 6000 Grand Ave, Ste B, Des Moines, IA 50312; Farm Business; Owner/Manager; 10/17/2001; 1 hour per month; 1 hour during security hours; Manage farm business and land purchases/sales. 9) LFG Insurance Services, LLC; not investment related; 6000 Grand Ave, Ste B, Des Moines, IA 50312; Property and Casualty Insurance Agency; Owner; 04/03/2023; 5 hours per month, 0 hours during security hours; General oversight of agency 10) Tomahawk Farms of Florida, LLC; 6000 Grand Ave Ste B, Des Moines, IA 50312. Farming. Not investment related. 11) Direct Insurance Sales; Not investment related; 6000 Grand Ave, Ste B Des Moines, IA 50312; Outside Insurance Sales; Owner; 07/2016; 2 hours per month; 2 hours during security hours; sales and service of life and fixed insurance sales.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-04-04 |
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